Legal Ombudsman delays complaints publication
Publication of complaints made to the Legal Ombudsman about solicitors has been deferred, the Gazette can reveal.
The ombudsman (LeO) had intended to collate all complaints from the first quarter of the 2012/13 financial year to post firm-by-firm details online this month. But the LeO’s office this week confirmed the date will be put back while information is prepared for publication. ‘We’ve been refining the process for publishing this information as we want to make sure it’s fair and accurate and unfortunately it’s taking longer than we had originally anticipated’ a spokesman said.
He denied that the delay was because of complaints from solicitors.
The decision to publish details of complaints caused widespread disquiet when it was first announced last November. There is particular controversy over the ombudsman’s decision to publish, once a quarter, a table that summarises the number of complaints each law firm has been subject to, what the outcome was and the area of law in each case.
Where there is a pattern of complaints, or the board believes it is in the public interest to publish, details of the lawyer or firm can be released immediately, regardless of whether there has been a decision on the case.
Meanwhile, it was revealed this week that 120 of the 8,000 cases dealt with by the Legal Ombudsman have resulted in the threat of a judicial review - with just 19 going as far as being issued in court. Of the 19 that were issued in court, nine were from complainants and 10 were from lawyers who had been subjected to investigation.
The ombudsman agreed to reconsider its decision in one of those 19 cases; seven were not given permission to go beyond the preliminary stage; and the rest are still awaiting a decision.
‘This means that up to now we haven’t fought and lost a single judicial review case at trial, and have settled only one of the cases that were issued,’ said chief ombudsman Adam Sampson (pictured). ‘Of course, we need to maintain this level of consistency, but overall it must be comforting for customers to know our decision-making process is working.’
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Comments
See you on a yacht in Monte Carlo - I doubt it.
Consumer rights heros, often unpaid and unappreciated, have undermined the traditional legal profession for years which will eventually mean a new legal world owned by spivs, investment bankers and hand bag snatchers, run by customer service muppets who don't know what they are doing. The consumer will suffer as a result of this especially when the spiv owner directors run off with the money when their limited liability legal factories go to the wall. DON'T YOU KNOW WHEN YOU ARE BEING PLAYED BY THE BIG BOYS IN THE CITY? and why not do something useful - become a Neighbourhood Watch Commander for instance!
"It is a somewhat perverse
"It is a somewhat perverse measure of fairness but it looks as if we are hacking off lawyers and complainants in equal proportions. It's probably not the best test of impartiality but I'll take it for now."
The above is taken directly from Adam Sampsons blog regarding judicial reviews.
How can you take an organisation seriously when the chief ombudsman expresses himself in such a manner.
Because it isn't aimed at
Because it isn't aimed at you. He couldn't give three flying hoots whether you take him seriously or not.
His audience is (in no particular order):-
1. Various members of the Quangocracy / Civil Service
2. Politicians, particularly Labour
3. The Guardian Newspaper
4. Citizen's Advice / Legal Services Consumer Panel, etc.
In fact these four are all facets of each other, trendy nu-Labour outfits, where being "cool" and talking in text speak is very much a bonus.
He should show more respect
He should show more respect for the "complainants".... his clients, without whom he wouldn't have a job as well as those solicitors who feel they have a genuine grievance.
What he is effectively saying is that the Ombudsman never gets it wrong.
How he can claim to get it so right all the time without indepth legal knowledge is beyond me.
Legal Knowledge
Can we get away from the myth that someone who runs LeO has to have thorough legal knowledge.
If not, perhaps you could explain why in depth legal knowledge is essential, or even desirable for the role.
Because otherwise it will be
Because otherwise it will be difficult to work out if a complaint has any validity.
At its core LeO is supposed
At its core LeO is supposed to independently listen to, and investigate complaints about the service with which consumers of legal services have been provided. An in-depth knowledge of the law isn't necessary in order to decide whether a customer has had poor, acceptable or good service. Familiarity with good practice and process would, I imagine, be more helpful.
If you do not know what the
If you do not know what the "substance" of the service is, how can you possibly judge whether the service was bad?
If you don't know what a good loaf of bread is, how can judge that a particular loaf is bad? The best doctor I had the privilege to know was rude, but to the point. He told me what was going to happen and it did. That seems like good service to me, but because he didn't pander to me, no doubt nowadays he would be reprimanded. Its all part of the current "the client is always right" culture. Well, strangely enough they aren't-otherwie they wouldn't actually need professional advice and skill would they?
It is, of course, strange that the "client is always right" culture doesn't extend to those bodies, like the Law Society, which WE actually pay.
In my view there are two
In my view there are two choices:-
1) Have a non-legally qualified Ombudsman.
2) Have a legally qualified Ombudsman.
Either would be fine, subject to caveats:-
If the choice is to have a non-legally qualified service then anyone with a modicum of common sense would appreciate that the said service ought not to judge legal matters. In a way, this is what the old Legal Complaints Service did, by making a distinction between "poor service", "misconduct" and "negligence".
Of course the non-legally qualified ombudsman is what we have, and the service takes complaints about everything. They are also currently lobbying to get the right to award redress of £150,000 and deal with third party complaints.
So Mr I-bought-a-farm-shed-which-didn't-have-planning-permission (the one who flooded these forums with spam posts to his solicitors from hell website) goes to a lawyer who applied for planning permission. That gets rejected. They then go to the Planning Inspector, and lose after a bitterly contested hearing.
Mr Claimant complains to Legal Ombudsman and says that the lawyer never presented his case correctly, because they refused to discuss permitted development rights and adduced evidence of business use without adducing evidence that the business was owned by his son who lived there.
So Kelly Matthews, you tell me - how can the Legal Ombudsman possibly know if that is poor service or not? How would you decide whether that is poor service or not?
Choice?
There isn't really a choice though. It's the Legal Services Act that says that LeO should be a lay organisation and that the Chief Ombudsman must not be legally qualified.
Oh of course - I was speaking
Oh of course - I was speaking hypothetically, as in if you were going to design a system. The actual system is of course nothing less than pandering to the relevant lobby groups.
cf the Financial Ombudsman Scheme, for example, under which by Schedule 17, Paragraph 4(1) of FSMA, the ombudsmen are to be selected as follows:- "The scheme operator must appoint and maintain a panel of persons, appearing to it to have appropriate qualifications and experience, to act as ombudsmen for the purposes of the scheme."
Whereas, the LeO works on the exact opposite proposition - the selection is of people who MUSTN'T have such qualifications and experience (although of course lawyers are allowed and indeed there are a couple of them, they just can't be the majority).
I'll pose another hypothetical question. Would the "consumer maffia" be happy if the court system was replaced by a panel of non-legally qualified people who make decisions based on their own personal view? Would they be happy if ordinary people could be sued through this system, and end up having to pay up to £150,000, without the ability to rely on legal precedent (or in fact anything) and without any recourse to appeal?
No didn't think so - but of course if it's lawyers, it's OK.
Pretty sure that FOS's CEO
Pretty sure that FOS's CEO isn't qualified in 'Financial Services' whatever that is...
LeO
Anon: 14:21pm
I would agree. But trying to get any sensible point across to Domcoop when he is in this mood is a waste of time. He is old school and follows old school ways.
Also I would imagine he has just come back from the traditional Friday pub lunch. That might account for his belligerence.
Or he may just be right.
Or he may just be right.
Of course he is right
Of course - Domcoop is always right.
I am sure if he had his way LeO would be full of highly experienced solicitors dismissing virtually all the complainants as timewasters - citing ancient case law. After all, these complainants should have known what they were letting themselves in for and the law is the law after all.
Some of the comments here only serve to confirm to readers that many of you still live in the dark ages.
He strikes me as being a good
He strikes me as being a good solicitor who understands that the practice of law is a profession not a PR exercise-but if you want the PR, go for it!
And funnily enough he probably would give short shrift to useless solicitors-but again, believe what you choose to.
Kelly I think that is a bit
Kelly
I think that is a bit unfair on DomCoop. The fact he is on this forum engaging with people shows that far from being an old school relic he is light years ahead of many including those who are at the head of this profession.
Leaving that aside perhaps you could respond to his questions posed above at 13:58?
Publication of Complaints
Perhaps DomCoop could address the subject matter of the article and gives us his pearls of wisdom on the publication or deferred publication of complaints...
It is Simple
It is simple, if you have nothing to hide then you have nothing to worry about.
But if you have something to hide then you must have something to worry about.
I am waiting for the next big up roar in our increasing corrupt society when the legal profession are up against the parliamentary committee, the toothless SRA have a lot to answer to. It is sad when you read the SRA publication decisions on conduct (those are the ones that we can publicly read about), is it too easy to behave like that knowing that penalties are not tough enough?, or is that, "Jo Public" are thick and will trust a professional when asking for advise.
I want Adam Sampson to be transparent and highlight the rogues of the legal profession, just like the FSA have highlighted the recent findings with Barclays. Either he does his job properly or continues to let down the public by not protecting them, but instead protects the profession.
So bollocks to delaying this. Crap or get off the pot Sampson, the public needs protecting now!
How can the rogues of the
How can the rogues of the legal profession be highlighted when an investigator from the LO does not have the knowledge to know if the law has been correctly applied to a case.
The public and the legal profession are let down in equal measure it seems.
It would be interesting to see how cost effective the Ombudsman is , if at all.
Maybe Mr Sampson should attempt to qualify as a lawyer.....
LeO - decisions and the law
I know Domcoop asked a question earlier. He mentions the case of a man who put his story on Solicitors From Hell and spammed the details here. Domcoop asked how the LeO would be able to deal with his complaint without legal knowledge concerning allegations of negligence. The poster above also asks how a LeO investigator would know whether or not the law has been correctly applied investigating legal rogues.
I will not comment too much on the individal case as I do not know the full background but will certainly see if I can go some way to providing a response to the view that the LeO is unfit to decide disputes which arise from legal matters. I assume that is broadly what what the critics here believe.
I do not have an in depth knowledge of LeO and do not work for them but I think there are a few observations I would make just by carrying out some research on their website and other ombudsman schemes. So, what I say is based on a few observations of ombudsman schemes as a whole and am happy to be corrected on any specific points concerning LeO.
1) As far as I can tell, the LeO are really no different to other successful ombudsman schemes in other industries and professions.
2) They do not act in the way a court would. For example, they probably do not hold many hearings and in terms of complaints against solicitors, are an alternative to the courts. They may not be bound by the law but will take it into acccount. Its terms of reference are likely to be what is fair and reasonable.
3) They are independent and impartial and have to be seen as such and therefore will consider complaints from both points of view. It makes sense for their caseworkers to come from a variety of backgrounds.
4) Their caseworkers will not necessarily be qualified in the subject matter which has led to the complaint. They will however have a working knowledge of handling disputes, relevant codes of practice and regulations, processes, compliance and good practice. These caseworkers will come from a variety of backgrounds but I would imagine many will be legally qualified - the point being that legal expertise is available if it is required in the decision making process.
There may also be some disputes (not many I would imagine) where the LeO might say that a particular case is not best suited to its less formal processes and remit and is more appropriate for resolution in court. So to allay some concerns expressed here, there may be some cases which cannot be dealt with. However this is probably more to do with the more limited remit of LeO than any lack of legal expertise. The LeO is most unlikely to be able to adjudicate on issues which have been decided in the courts or go behind the decision of a judge. For example, in the case Domcoop has described, the caseworker could not intervene in the decision of the judge on the merits of the case as presented. However, he or she could look at the question of negligence by studying the process followed by the solicitor and whether an act or ommision might possibly have prejudiced the outcome or the complainant in some other way.
To explain further let's consider a more straight forward and common type of scenario than Domcoop's case - but in different industry.
A dispute arises from a cowboy builder who builds an extension which starts falling down in the weeks following its construction. The customer complains and the builder denies liability.
I am not sure whether there is a builders ombudsman but if there is and it worked along the lines of other schemes, a caseworker will be assigned. He or she will have access to building regulation rules, codes of practice, testimony and documents from each party and access to information on the construction of extensions. However, the assigned caseworker was not a builder in his previous job and has never built an extension in his life. Does that make him unsuitable to adjudicate in the same way as is being suggested that LeO caseworkers/ombudsman without in depth legal knowledge are?
Of course it does not.
The caseworker will review the evidence he has from the parties and look to see whether there are any independent surveys/reports describing how the fault occurred. The caseworker will then consider this and decide how persuasive the findings of the report are. If the report suggests that the builder was negligent then the caseworker will ask the builder to put right the problem or invite him to provide an independent report to refute the findings and so on. It really is not necessary for the caseworker to have been a builder before. All he or she really needs is some intelligence, impartiality, common sense, know how to deal with difficult people and have access to information and experts if necessary.
I would imagine the LeO acts in a similar way. All the information required to reach a reasonable decision will be available in the majority of cases. So, it really is not rocket science. In most cases I would guess the law simply does not come into the decision made - the only difference being in these cases is that one of the parties is a qualified solicitor - rather than a qualified builder, qualified mechanic or a qualified banker. If there was a car mechanic ombudsman would you want your complaint about faulty repairs to your car be decided solely by ex-car mechanics? Think about it.
I sense the criticism is simply because solicitors object to someone perceived to be less qualified than themselves making decisions which affect them and they are finding it increasingly difficult to hide behind their legal expertise to deflect justified criticism.
As I say, I am happy to be corrected. In fact, as an observer I would be interested in Mr Sampson's views as I feel there are alot of uncorrected misunderstandings on here about the role and purpose of LeO and other bodies.
independent report
Re this part of Kelly's comment, "The caseworker will review the evidence he has from the parties and look to see whether there are any independent surveys/reports describing how the fault occurred. The caseworker will then consider this and decide how persuasive the findings of the report are." Isn't that just what the problem is with LeO? In Kelly's example, the indepdendent report would presumably come from a suitably qualified independent builder who has the knowledge and experience to offer a reliable opinion on the legitimacy of the complaint abour the building service provided. There is not necessarily any indepdendent report from a suitably qualified independent lawyer when the LeO is assessing a complaint, to provide a reliable opinion on the legitimacy of the complaint about the legal service.
Further
anon
I guess that is a point worth discussing.
I had another look at the LeO site earlier. Above I made a point about complaints about negligence and it seems there is a fine line between what LeO can consider and what it cannot - or chooses not to. For example, the guidance on the site seems to say that the LeO would not conclude that an act of negligence has occurred (presumably that would be for the regulator) but might look at a complaint which alleges negligence purely in terms of poor service. Their remit might therefore be even more limited than I indicated above. Possibly the case Domcoop mentioned would not be accepted but I am not yet quite clear what criteria they use when deciding.
In this respect it would seem LeO might be different from some other ombudsman schemes in that they are more limited in what they can or decide to look at.
This is an interesting page with some stats on complaints received/type of complaints etc.
http://www.legalombudsman.org.uk/aboutus/statistics.html
I think the point to make is perhaps contributors and readers here are assuming they look at all sorts of legal complaints when perhaps this is not really the case.
In an article on Legal
In an article on Legal Futures on 18th October 2010 entitled: "Sampson: Legal Ombudsman will investigate complaints that cross into negligence" the Chief Ombudsman is quoted as saying:
"We are set up to look at the service consumers receive from their lawyer and since legal advice is a key – the key – part of that service, examining the quality of that advice is a necessary part of our job.”
He went on to say: “Law is all about opinions – any contested case by definition requires there to be at least two competing opinions. But that does not mean than one cannot form a judgement about whether the advice given by a lawyer is appropriate. The rule is simple: if the advice given is the sort of advice that any reasonable lawyer with a reasonable knowledge of the case and a reasonable mastery of the relevant law would have given, then we are not going to question it.
But if it is the sort of advice that no reasonable lawyer should have given – if the lawyer has plainly ignored a relevant consideration, deadline or piece of legislation – we will have no hesitation in saying so. Of course we will check the difficult cases with a specialist. But in most cases, the sort of mistakes we are talking about will be clear to anyone, lawyer or not"
These statements would suggest to me that investigators/ombudsman should be lawyers, even though they are not required to take into account what decision a court might make, which is something lawyers and consumers should be concerned about in equal measure.
The Financial Services Ombudsman is currently on a recruitment drive because of a backlog of complaints and a friend recently told me that they had taken on someone who had previously worked as a check out girl at Sainsbury's, on the basis that she had "good interpersonal skills".
Aside from the fact that it appears that the redress schemes are not providing an adequate deterrent in today's society, which gives me perhaps more cause for concern, one has to wonder about the quality of investigators at the Legal Ombudsman whose decisions can determine the fate of a solicitors future and that of a consumer, which is no joke (and Mr Sampson appears to like cracking jokes - his latest blog post is entitled "shooting down more JRs than Dallas). They are paid relatively low salaries and almost certainly would have to relocate to Leamington Spa and I cant imagine many people want to do that (no disrespect to Leamington Spa). Unfortunately I dont take much comfort from the competency model. (No doubt the Financial Services Ombudsman has a similar model).
I'm sure the check out girl at Sainsbury's is a lovely lady but would I want her to examine the advice I had given or had been given by a solicitor? Sorry but the answer is no.
I've never really liked the idea of using the publication of complaints as a deterrent for many reasons and I think given the conflicting statements coming from the Chief Ombudsman in relation to the record falls in legal complaints they have accepted and investigated, it is right to delay publication until the statistics have been analysed and there is a much clearer picture of what is going on and whether there has been a problem with assessment, because if there has, this could unfairly affect solicitors who have had complaints accepted against them.
Interesting comments
He went on to say: “Law is all about opinions – any contested case by definition requires there to be at least two competing opinions. But that does not mean than one cannot form a judgement about whether the advice given by a lawyer is appropriate. The rule is simple: if the advice given is the sort of advice that any reasonable lawyer with a reasonable knowledge of the case and a reasonable mastery of the relevant law would have given, then we are not going to question it.
But if it is the sort of advice that no reasonable lawyer should have given – if the lawyer has plainly ignored a relevant consideration, deadline or piece of legislation – we will have no hesitation in saying so. Of course we will check the difficult cases with a specialist. But in most cases, the sort of mistakes we are talking about will be clear to anyone, lawyer or not"
...........
Thanks for that Anon. That seems to clarify some things. How about this as a scenario which is actually typical of several separate unsuccessful and vexatious libel claims heard in the High Court in recent years.(part of the example below is also real and included in one set of proceedings a few years back)
A client approaches a solicitor after taking part in an argument on an internet bulletin board. The client had started the argument and other participants joined in the spat and name calling starts. Something you see everyday (occasionally on here too)
Amongst other trivia, the claimant is told by one participant to 'grow up' and he informs his solicitor he wishes to sue for defamation on the basis the comment lowers his standing in the eyes of others because they will think he is immature and needs to grow up. The judge describes the claimant's case as totally without merit and that anyone with any knowledge at all of defamation would recognise this.
It is unclear what advice the solicitor gave to his client. Either he incorrectly told his client that there was a reasonable chance of success or the solicitor might have known the case was doomed to failure and was silent on this point and proceeded anyway. In any event, it is clear that proceeding was a waste of time and money. The client complains to the solicitor on the basis he was not advised properly about the very high prospects of failure.
Now, going by the guidance Mr Sampson mentions, surely this is the sort of 'mistake' which is clear to anyone. Libel law can be very complex but there can be no argument here - the solicitors failed. This is the type of situation perhaps where the client could make a legitimate complaint and the ombudsman make a ruling based on the simple facts.
Surely because this situation is not uncommon in High Court libel cases, there must be alot of cases where the LeO (or any sensible person) could conclude without expert knowledge that a solicitor was negligent or/and failed to protect the interests of their client. After all, if the claimant here had gone to a different solicitor one would have hoped that they would have told the claimant in no uncertain terms he would lose.(and told him to grow up too!)
Anyway - the quotation from Sampson does clarify things a bit and the example perhaps demonstrates that you do not have to be a legal expert to make a sound judgement involving legal matters. As he also says, they will consult an expert if required. Sounds reasonable enough to me.
Now, if we turn this around and in the above situation the LeO adopts a strict policy of only taking on lawyers. Would these people reach the same conclusion that the claims were nonsense and the solicitor failed their client? Would they be objective and impartial? I am not sure that they would having read some of the opinions expressed on this site. For example, I have raised the above scenario and other straight forward examples of misconduct before and almost without exception every contributor here has stated they believe the solicitors had done nothing that wrong.
That hardly supports the argument that all LeO caseworkers should be legally qualified.
An excercise perhaps to demonstrate further. Domcoop asked me a question which I answered. I will therefore ask him what conclusion he would reach as a LeO caseworker in the above case. We can then see who agrees with him and who does not. Perhaps if we cannot agree on the outcome, we can ask a expert. .
Legal qualification
In Kelly's libel example, he/she assumes only two possibilities: that the lawyer wrongly advised that the claim had a reasonable prospect of success or that the lawyer knew the case was doomed by kept silent about it. There is, of course, at least one other possibility: that the lawyer told the client the claim was weak but the client instructed him to proceed anyway.
The judge may have described the claim as without merit, but that does not lead to the conclusion that the lawyer did something wrong. The judge was not judging the conduct of the solicitors, who were not a party to the action and did not have the chance to hear any allegations against them or defend themselves To conclude that the lawyers made a mistake or misconducted themselves is exactly the trap into which an unqualified person considering a complaint against them might fall.
As for the cowboy builder example, any court hearing a claim against the builder would almost certainly want to hear some expert evidence (from a builder or surveyor), because the court would accept that (without such evidence) it lacked the expertise to adjudicate on matters of construction practice. Courts are reluctant to allow expert evidence in the context of claims againast lawyers, but this is because the judge is a legally-qualified person and thus does have the necessary expertise.
The initial Statistics on the
The initial Statistics on the Legal Ombudsman(LeO) site illustrates that there is a large disparity between the public's perception of what service they expect to receive from a Solicitor and the service that they actually receive. 38,155 complaints in 6 months is a lot of complaints; future statistics could show whether this is an accurate figure over time or whether intervening variables have had an initial impact on this high figure. For whatever reason, only 3,768 cases out of the 38,155 cases (less than 10%) have been accepted for investigation by the LeO and out of those 1,450 resolved (less than 4% of the initial 38,155 complaints). At this point in time, the rudimentary analysis of data on the LeO site poses more questions than it answers.
The LeO is now looking at publishing complaints against individual Solicitors although it is unclear whether this will be all of the complaints or complaints that have been 'watered' down to 10% of complaints - as above paragraph. Then a quarterly table is proposed by the LeO that "summarises the number of complaints each law firm has been subject to........." it is not clear how the number of complaints can be 'summarised' unless Factor Analysis is used but it would be far more transparent to just make all data available. Then, where there is a "pattern of complaints" or it is in the "public interest" the Solicitor or firm of Solicitors can be immediately identified. Again key measurements such as "pattern of complaints" and "public interest" need to be quantified before any meaningful conclusions can be drawn as at the present time they are no more than vague concepts. It is understandable why the publication of such data has been delayed and in these circumstances I think desirable for all - statistics can be brilliant when used properly but detrimental or a waste of time if they are not.
There is debate over whether or not the Chief Ombudsman (I believe that is his title) should be a Lawyer. I believe the rule Mr Sampson uses in deciding whether or not a case has merit is: " if the advice given is the sort of advice that any reasonable lawyer with a reasonable knowledge of the case and a reasonable mastery of the relevant law would have given, then we are not going to question it". In these circumstances it makes no difference whether or not the Chief Ombudsman is a Lawyer as he is judging the merit of complaints on the same criteria as a Lawyer would use! There are also many Solicitors within the LeO who can advise on - and therefore influence - the decisions made by the 'independent'?!
Ombudsman.
The complaints data, that the LeO holds, could have been used efficiently to understand all grievances as perceived by the Public - if anybody had wanted to. I believe that a significant amount of problems experienced by the Public would relate to areas of established Law and standard practice which they would view as being unethical, impractical, lacking common sense, 'consumer unfriendly' ............etc. These Statistics could then have been utilised in reviewing outdated case Laws/Standard practice with the view to establishing some new foundations and principles for a more transparent and 'Client/Consumer/Public' friendly service - if anybody had wanted to. By "hacking off lawyers and complainants in equal proportions" [Mr Sampson, latest Blog on the LeO site] appears to be proof of the ineffectiveness of the Ombudsman rather than a measure of "fairness" and so Mr Sampson is fulfilling his role of tokenism.
For whatever reason, only
For whatever reason, only 3,768 cases out of the 38,155 cases (less than 10%) have been accepted for investigation by the LeO and out of those 1,450 resolved (less than 4% of the initial 38,155 complaints). At this point in time, the rudimentary analysis of data on the LeO site poses more questions than it answers.
----------------------------------------------------------
I think that it demonstrates perfectly that the overwhelming majority of complaints by members of the public are not even worthy of investigation by a body set up for the sole purpose of investigating complaints by members of the public.
I find it very interesting that the number of complaints received by my firm from businesses is virtually nil yet they pay a great deal for our services and in litigation it doesn't always go their way. Yet friends of mine (and clients) who own personal injury/family/criminal firms get nothing but unjustified grief and threats all day from their clients who do not pay a penny for their services.
There will also be increases in complaints against High St firms in coming years as the government slashes legal aid and PI fixed fees. These firms will have to manage work in even greater bulk just to make it pay something so won't be able to effectively communicate with their clients during a case leading to more complaints.
You may be correct (Anonymous
You may be correct (Anonymous on Mon, 09/07/2012 - 15:51) in your statement that the Statistics on the LeO site demonstrate that the "overwhelming majority of complaints by members of the public are not even worthy of investigation.....". If all data on the nature of complaints was displayed (including rejected cases) then it could clearly be seen what the complaints were about and an informed conclusion made.
I agree, but with redacted
I agree, but with redacted information on the parties. It would be very interesting to see the nature of the complaints. I imagine being a case worker aint a particularly pleasant job!
If I were the case-handler I
If I were the case-handler I would say in my report "I do not think Kelly Matthews has received poor service from the firm. The firm never set out to offer any service to Kelly Matthews, and they appear to have behaved with as much courtesy as could be expected. The firm were instructed by Mr Smith to demand money from Kelly Matthews, not provide Kelly Matthews with a service"
But think about this - how would the caseworker know what Mr Smith did or did not say to the firm, and what the firm did or did not say to Mr Smith? The only way they could is by looking at the private and confidential instructions given by Mr Smith to the firm. And much as it may annoy or upset Kelly Matthews, what Mr Smith said to the firm (and what advice he received in response) is none of Kelly Matthews' business.
Think of this - if a criminal client is convicted and receives a sentence the police don't like because of the mitigation, or is acquitted when the police think they shouldn't have done, could they (or the complainant) complain to the Legal Ombudsman? Should they have the right to inspect the file, looking for evidence that "he did do it after all"?
As for the main topic of this news article, "quango doesn't get round to doing something on time", it's hardly news, is it?
"For whatever reason, only
"For whatever reason, only 3,768 cases out of the 38,155 cases (less than 10%) have been accepted for investigation by the LeO and out of those 1,450 resolved (less than 4% of the initial 38,155 complaints). At this point in time, the rudimentary analysis of data on the LeO site poses more questions than it answers.
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I think that it demonstrates perfectly that the overwhelming majority of complaints by members of the public are not even worthy of investigation by a body set up for the sole purpose of investigating complaints by members of the public."
Submitted by Anonymous on Mon, 09/07/2012 - 15:51.
Can I just say that the figure of 38,155 is for "contacts" not "cases" and until the Legal Ombudsman publishes more detailed statistics it cannot be assumed that every contact was a case and therefore that the overwhelming majority of complaints were not worthy of investigation.
Isn't this debate entirely
Isn't this debate entirely pointless?
We all know that the Ombudsman was put in place to give solicitors a hard time and a bad reputation. He also knows it, so that is exactly what he will do so that he continues to get his large salary and contribution to his guaranteed pension. The justice of the matters he handles is utterly irrelevant-and will always be so.
The plain fact is that the moral integrity of those in authority over us has been entirely destroyed -and it doesn't matter whether they are banks, MP's, judges, civil servants or any other kind, including many lawyers. You won't lose by betting that any decision they make is one which benefits themselves.
Confused Domcoop
Domcoop
Are you following this discussion at all?
I am not talking about my situation. We have already covered that in other debates and the law firm's obligation or otherwise to behave with integrity towards other parties is not the issue here. Besides, third parties cannot currently complain to LeO.
I was using a real scenario - featuring a claimant who instructed a law firm and I expanded it into a subsequent hypothetical situation from the claimant's point of view. If he instructed the law firm and he was not offered correct advice or was misled into believing that being told to 'grow up' was defamatory and actionable, then arguably there are grounds for the claimant to complain - particularly if he suffered a loss. Perhaps the only loss in the case was to the taxpayer who foot the bill but hopefully you now understand the points I was making.
Perhaps with that in mind you would answer the question. But before that, I will just respond to 'Me' and his suggestion that there could be another scenario. Namely that the law firm gave correct advice that the claims were doomed which the claimant ignored and said carry on regardless.
As I said before, the action was real although I did not elaborate too much on the circumstances and the way the law firm conducted the litigation. Anyway my first point is that if 'Me' is correct, in view of the fact the claims were so ridiculous, surely they should have foreseen that it might end in ridicule and laughter in the High Court. In these rather exceptional circumstances any law firm which was aware of this possibility would surely have declined this instruction. Perhaps I am wrong and all law firms take on nonsense claims - who knows.
However, what makes me think it was not the scenario that it was at the claimant's insistence that the claims progressed, was the way the claims were conducted. No pre - action protocol - issuing the claims and then writing to the people, demanding large sums of money without setting out the claim properly, breach of a stay order and so on and so on. The judge slaughtered this law firm in court which you do not see often.
If they took on such weak cases you might think they would at least try and comply with the protocol for defamation. The fact it was completely ignored does suggest to me that at that particular time, the cases were handled by a junior in the firm who was not properly supervised. In fact, they themselves blamed the junior for one of the protocol breaches. I think it was a combination of lack of knowledge of libel law and procedures (at that time) and trying to conduct the claims with as little effort as possible. (another observation from the judge)
So on these assumptions Domcoop, if you were a LeO caseworker handling the complaint about this law firm by the claimant, what would you conclude?
Anyway my first point is that
Anyway my first point is that if 'Me' is correct, in view of the fact the claims were so ridiculous, surely they should have foreseen that it might end in ridicule and laughter in the High Court. In these rather exceptional circumstances any law firm which was aware of this possibility would surely have declined this instruction. Perhaps I am wrong and all law firms take on nonsense claims - who knows.
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This is where your knowledge of the purpose of lawyers falls down. It is our responsibility to advise clients on their prospects of success. It is not our client's responsibility to listen to that advice or heed it. Sometimes, but not often, a client will be informed in writing and asked to sign a disclaimer stating they have understood that their prospects are low, but yet they still embark on litigation nonetheless. It is usually the case that they believe that they can achieve useful things via litigation short of winning a case that they could not otherwise, but that is their decision.
They understand that they may be punished by the court with costs orders but again, that is their decision. They are businesses answerable to shareholders and they must always act in their interest. Their lawyers accept their instructions and as long as they adhere to the procedural requirements and the code of conduct they are doing their job. It is not the lawyers at fault if the case is weak but the client who instructs them knowing the claim is weak.
This is exactly why third parties should not be able to complain about lawyers in such circumstances. They are actually complaining about the lawyer's client and their case but the lawyers representing them will bear the brunt. If third parties are allowed to complain in this way, the SRA should change the rules about accepting instructions from clients with weak cases. However, that is to undermine the principles of the justice system and would deny access to justice for many people, so it isn't going to happen.
when is a case so hopeless that you should refuse to act?
Dear Kelly and others
As a family solicitor, I am inclined to agree with Kelly that the particular libel case she cites re the simple assertion to "grow up" was so utterly petty and hopeless that the responsible thing for the solicitors to do was to decline to act.
However, I suspect this type of 'obvious' scenario is the exception rather than the rule. I have no experience in defamation law, save for what I learnt many years ago at law school, so if I were considering the complaint from this client, I would first look at the file to see what the solicitors had advised him in terms of the merits of the claim. If the file were silent on this point, the solicitors would clearly in error as they have a duty to advise the client on the merits, good or bad. If they had advised him the case had some degree of merit, the question then would be whether it was appropriate to do so. I would tentatively assume that if they had advised him that the claim had 'good' or over 50% prospects of success, that this was clearly negligent advice. However, I have to say, particularly if they had advised that the claim had very poor rather than 'no' prospects of success, that I would still seek input from an independent lawyer who was experienced in that area of law, since, as stupid as it sounds, there can be instances when one assumes that there is only one obvious answer to a question when in fact there is not (incidentally, LeO website in guidance for solicitors recommends that even when there is only one reasonable option for the client to take, the solicitor must not assume this and must confirm instructions!)
Part of being a good lawyer, IMHO, is not to make assumptions without verifying them wherever possible, to pay attention to detail and to weigh decisions carefully before proceeding, especially if the consequences are potentially serious.
A lawyer experienced in defamation cases rather than family law may consider it quite reasonable to make the same assumptions that a number of my clients have over the years (who could equally be LeO case handlers) which they considered 'obvious' but which were legally quite wrong, such as:
1. their spouse committed adultery so this must surely be taken into account in the financial settlement and the solicitor is not fighting hard enough for them if they don't argue this,
2. the common law spouse must be entitiled to half the assets,
3. the solicitor should only send supportive case papers when applying for legal aid as to do otherwise would make the client's application less likely to be successful
These are just some examples off the top of my head.
We then have the further issue to consider of whether a case is so hopeless that you should refuse to act. It seems at least possible to me that the client in Kelly's example was advised his case had very poor prospects of success but he still wished to proceed and instructed his solicitors that he did not wish to bother wish the protocol requirements but just wished to proceed straightaway with the application to the court.
Now in Kelly's example, the claim does seem, to the average person, to be ridiculous and the prospects so poor as to warrant the solicitors saying, "we're not prepared to take your money off you to proceed as failure is 100% inevitable". However, where does one draw the line? 5%, 10%, 25% prospects? We have, rarely but occassionally, had clients who we advised had poor prospects of success but who still wished to instruct us to send a letter of claim or issue proceedings - and we get this from opponents too - it's called a 'nuisance' claim - prospects aren't so good but the other party may accept they equally have a risk if they contest the claim and pay up an appropriate sum to settle the matter.
Also, if a client instructs you that s/he does not wish you to send a pre-action letter first, we can advise strongly against ignoring protocol requirements in view of the risk of costs sanctions etc, but are we to refuse to act or ignore the client's express instructions and proceed with protocol anyway? Remember what LeO says about ensuring compliance with instructions regardless of what we as the solicitor think!
Finally, we have had the situaiton arise whereby a client wished to pay us privately to pursue a case which, without going into detail, had zero merit. We politely explained to her that, despite her strong belief to the contrary, she stood no chance legally of succeeding and we would not take her money to pursue the case. Guess what happened - she complained! It didn't go anywhere as she did not take it beyond our internal complaints procedure but that still took a lot of time to deal with. Seems we're damned if we do and damned if we don't sometimes!
Excellent post
Thank you Anon (14:07) for an excellent post.
I can certainly appreciate the difficulties and conflicts for solicitors when faced with these situations. You also touched on another problem which was highlighted in another discussion on here about solicitors ignoring the protocol for defamation.
If the claimant instructed the solicitor to ignore the protocol then this puts the solicitor at risk of breaching the SRA code of practice. ( Chapter 11: Relations with third parties) The claimant in the case I referred to received his sanction from the court (a civil restraint order) but the law firm, by not complying also opened itself to charges that it took unfair advantage of unrepresented defendants. We have already seen what happened in the copyright file sharing cases (e.g ACS Law) where four or five individuals from firms were disciplined and fined by SRA/SDT for the same breach.
As you, I suspect in this rather exceptional case the solicitor should perhaps have declined the instruction. The various rules and guidance do seem a bit of minefield but I think it is always safest to pay most heed to the SRA guidance. However, solicitors here have often said this guidance is unclear and conflicting too.
Perhaps as you indicated the lesson to be learned here is to seek professional and regulatory advice in these situations rather than make the wrong call and end up in bother.
It is the inalienable right
It is the inalienable right of every citizen to take to court any case or matter that he chooses. It is also their inalienable right to have legal representation to do so. The penalty for doing so where there is no case to answer is in costs.
That is, and must be, the position in any society which even pretends to have any concept of freedom. Once those rights are destroyed, so is the freedom of the citizen, because it is then the state which directs who can defend their own rights and liberties.
Anyone who does not understand that deserves to lose the rights so hardly won over many years.
No rights deserved for some.
No, that is not quite correct. Some citizens have forfeited the right to take any case to court. Quite right too when vexatious behaviour leads to mayhem and misery and the administration of justice being brought into disrepute. Cost are not an effective deterrent in many cases. Civil restraint orders and S42 orders are used but they need to be used more and at an earlier stage.
In my opinion conducting vexatious litigation is a type of dishonesty. You don't take someone to court for telling you to grow up unless there is something wrong with you or you are trying to pressure people into giving you money. Particularly when tax payers money is being used for the privilege.
Like everything there has to be a limit and some responsibility. I support the Libel Reform Campaign but always disagree with those who believe it gives the right for folks to say anything they like without consequences. Likewise I have politely asked the person spamming this site to refrain as what he is doing is over the top and counter productive to free speech and sensible debate.
But it is a Court which
But it is a Court which declares a citizen to be a vexatious litigant, it is not some extra-judicial screening process which is what you seem to want.
Solicitors and vexatious litigants
Indeed it is the court which decides but I was saying that by the time someone is declared a vexatious litigant they have already caused chaos and mayhem which is no kind of justice. These matters need to be looked at far earlier and the system rid of these people. If that involves a screening process, so be it. Likewise, mediation should be encouraged more but I suppose according to you, everything no matter how petty should go the full way so you get your full fee and the 'rule of law' prevails.
The courts are full of unnecessary litigation, insurance fraudsters, perjurers and vexatious litigants. At some point there will come a time where the legal profession has to play its part in discouraging these people and stop taking them on.
So the person screened out
So the person screened out will go to court to prove that the screening was unfair-brilliant!
How about your comments are screened out because you post too much, and, in the opinion of some, what you post is rubbish. Would that be alright? No, of course it wouldn't-and I would agree it wouldn't. But that is what you are proposing for one of the most basic rights-the right to have a matter, however nonsensical decided by a court.
The road to hell, paved etc.!
LO hurries up and does nothing...again
Thank God for all the second generation websites such as solicitors-from-hell.co.uk, cowboysolicitors.com etc etc all of which are doing exactly what the LO should be doing - Warning the general public about the thousands of dodgy solicitors that infest the grubby legal profession.
Please feel free to visit my website
Hopeless cases
Like it or not, the law is clear: it is not a solicitor's duty to act as a pre-trial screen through which his client must pass and the solicitor does not (except in the most exceptional cases) owe a duty of care to the other side. The SRA Handbook says that a solicitor must not take unfair advantage of the other side, but that does not affect these fundamental points. Running a weak case on the client's instructions is not a breach of any rule of conduct and should not expose the solicitor to the risk of either a third party complaint or a wasted costs order. If a client tells you to ignore a Pre-Action Protocol, the client runs the risk of being penalised in costs if litigation follows. The problem with Kelly's comments is that he/she does not know what instructions the client gave in the defamation claims to which he/she refers. In such circumstances, and in the absence of a waiver of privilege by the client, the lawyer is entitled to the benefit of any doubt.
Protocol and code of practice
It is quite right to say that on its own running a weak case is not a breach of any rule of conduct. However, running a weak case is more likely to expose you to an increased risk of being accused of taking unfair advantage of another party than if you are running a strong case. Remember the SRA rules and guidance do not include an exhaustive of specific behaviours that might be considered taking unfair advantage. The rules appear to be quite generic and open to some interpretation and discretion by the SRA.
Take these two different scenarios and consider them in the context of SRA guidance on the treatment of others:
1) The claimant is falsely accused of a specific fraud on a bulletin board by a business rival concerning alleged wrong doings in that person's business dealings. The defendant has been sued previously in another matter so has some knowledge of libel cases and can afford a solicitor. It seems that this claim on the face, has a reasonably strong case. The law firm writes to the defendant inviting a settlement saying that in their opinion a court would award no less than £10,000 for defamation.
2) Another claimant takes part in an absurd argument on the same bulletin board and is told by another participant to 'stop wasting his life and grow up'. He decides to sue this unrepresented member of the public but on the face, the claim is hopeless, the defendant knows nothing of defamation law and damages and cannot afford representation. The solicitor writes to the defendant inviting a settlement saying that in his opinion a court would award no less than £10,000 for the 'defamation'.
In the first scenario the case is stronger and the letter is probably O.K. In the second however, the case is very weak and therefore any statement or assertion which is made in the letter of claim is more likely to come under scrutiny - particularly the part which says that the case will be won by their client and any award be at least £10,000. This is deliberately misleading or very misguided and it could be argued that the solicitor is trying to take advantage of the defendant's likely lack of legal knowledge to demand more than would be awarded in court.
Anyway, something along the above lines did happen and several people did pay up large sums for what were trivial and everyday jottings typical of bulletin boards - precisely because they felt intimidated, had no legal knowledge or access to decent legal advice and were under pressure.
So, the point I am making is that potentially there are more pitfalls which follow from conducting a weak case than a stronger one. If conducting a weak case, I think you have to be alot more careful when dealing with the other parties than you would in a stronger one. A demand or statement made by the solicitor in a letter in scenario 1 might be considered acceptable - but the same demand, downright misleading and inappropriate in scenario 2.
Anyway - in addition to the weakness of the claim let us also consider the protocol failures to get the matter into full context in scenario 2:
- Before writing to the defendant the solicitors were aware that a claim had already been issued but did not mention this to the defendant in the letter.
- They demanded a response and reparations from the defendant within 7 days.
- Many other libel claims were made arising out of the same argument on the bulletin board and the solicitor demanded large sums from each participant, taking no account of the risk of over compensation for comments made in the same context.
- The solicitor ignored correspondence from the defendant asking for explanations for the irregularities.
- The solicitor failed to properly spell out the full nature of the claim and the alleged damage to their client by the remarks.
- The solicitors sent out letters of claim in breach of a stay order
As for the comments about the pre action protocol and the SRA Code of Practice I am not sure how relevant they are in terms of taking an unfair advantage and whether the failure to observe the correct procedure was initiated by the claimant's instructions, was due to an ommision by the solicitor or was a deliberate strategy. However, I think that when a regulator considers the overall conduct of the solicitor and the weakness of the case as a whole, he will conclude that there have been breaches regardless of the reasons for it. An instruction from a client to ignore the protocol does not in my opinion overide the requirement to comply with it and treat other parties fairly.
grey areas
the trouble is Kelly, there are far too many grey areas to start holding the solicitor potentially responsible for the impact of their client's decisions. As I asked earlier, how weak does a weak case have to be? Once you start expecting the solicitor to 'police' the client's decisions or to decline to act on the client's instructions in all but the most exceptional situations (e.g threat to life or risk of significant harm to person / child, or a criminal offence would be committed) you remove the client's freedom of autonomy and place the solicitor in an extremely unfair position. There would be competing risks for the solicitor to balance of potentially receiving a complaint from the third party that it was 'immoral' / 'not in accordance with protocol' / taking 'unfair advantage' for the solicitor to carry out the client's instructions, and equally receiving a complaint from the client that the solicitor is not carrying out their instructions! The solicitor MIGHT, as a defence to such a complaint, refer to Chapter 11 of the SRA Code, but as you say it is open to interpretation. Whether the solicitor’s actions constituted taking 'unfair advantage' could be a matter of (self serving) and dangerous subjective opinion.
I wonder what would have happened had the client in question taken her complaint to LeO when my firm advised her that we were not prepared to take her money to pursue a case which had zero merit. Her children had been taken into care over 18 years previously and she had been mentally unwell for some years. However, she had recently 'recovered' and she wanted to sue the local authority for making assertions in a private report for the court all those years ago that she was unable at the time to care for her children. She had little money and legal aid would not have been available. We were sympathetic and understood that she felt some desire for 'retribution' but took the view that we were actually acting in her best interests by declining to act - but would LeO have seen it that way, or would we have been criticised for making our client's decisions for her rather than advising her of the implications and options and allowing her to make the decision whether to proceed or not, being fully aware of the potential consequences? She accused us of discrimination, of not wanting to bother with someone like her, she was being snubbed and not allowed to access a service that others, who have not suffered mental illness, can, and which she was quite willing to pay for. As I said, it's very rare that we can be so unequivocal as to the outcome. I do wonder if LeO would have recommended that we pay her some compensation for emotional distress or something.
In family cases it is 'protocol' to provide the other spouse with a draft divorce petition "unless there is good reason not to do so". What is a good reason? In theory, providing a draft is supposed to encourage a conciliatory approach and minimise acrimony. However, in practice, it can be counterproductive. It can lead to endless toing and froing trying to 'agree' wording, parties getting fired up, and in the end the respondent very often says "oh just get on with it and file it, I will not defend the divorce as I accept the marriage has broken down but I will reserve the right to challenge the content of the petition within any future proceedings if necessary" (which it hardly ever is). So, such ongoing wrangling over wording can just cause delay, aggro and extra cost for both parties, when money is often very limited to begin with. I sound this note of caution in equal measure to clients whether they are respondent or petitioner in the divorce. I explain that it is considered good protocol to provide / request a draft and the pros and cons. I don't think I can legitimately insist that they MUST pay for this work to be done; the client makes the decision, the client knowing their spouse better than I do and how well s/he may behave during the case, also taking into account the cost of this action as against the degree of potential benefit.
I always advise clients that the petition should be drafted as neutrally as possible and suggest that costs are only claimed if the respondent seeks to defend the proceedings, to encourage co-operation (which is in accordance with protocol guidance).
Am I to now say to the client, "I appreciate that you consider your husband is quite aggressive and that although you are happy for me to draft the petition as neutrally as possible and not claim costs and send him a letter informing him that you are starting a divorce, you do not wish me to send him a draft of the petition as you think he will be deliberately combative and seek to cause you distress and additional expense by arguing every point. However, I'm afraid I have to override your instructions and insist that a draft is sent as I must comply with the protocol or risk a complaint from your husband that I took unfair advantage of him pursuant to Chapter 11 of the SRA code of conduct. He may totally dispute that he is aggressive." I then risk a complaint from my client that I am not acting in her best interests or on her instructions! As I say, grey areas.
Another example in a family context is the elderly gentleman who wants me to reduce the offer to his slightly younger wife for settlement by a good few thousand pounds from what I have advised she would probably get if the court determined the case. He insists that he has paid the mortgage (mainly interest) on his own for some years since separation and should get credit for this. Now, he 'assumes' it's obvious that the law should compensate him for this and that I should fight hard for him on this point.
I have advised him that it is a decision for him as to whether we raise the argument but that it is not a strong argument, as the court would likely say that he has had the benefit of residing in the property to the exclusion of his wife and that it does not therefore justify anything more than maybe a slight adjustment in his favour (such adjustment being open to variation given the court's wide discretion in matrimonial cases). Nonetheless, he feels that it is ridiculous and immoral that the law should apply in that way and has insisted that at this point I put forward his proposal to pay her less than I have advised. The wife of course may think we are trying to take unfair advantage by putting forward such a proposal. Again, do I act on my client's instructions? I can't say 100% for certain that he would definitely not persuade a court that he should get some credit, he might even do better than I have cautioned if he got a sympathetic judge on a good day. Or, do I tell him I won't put forward an offer which I think it is more likely than not would not be agreed by a court? Where does one draw the line?
The conclusion surely has to be that the solicitor has a duty to properly advise their client to enable the client to make an informed decision, but responsibility for the consequences of that decision on the client's opponent must fall on the client. If the opponent complains that protocol was not followed or the client increased costs by taking an unsustainable position, s/he has a remedy against the client in costs. If the client was not properly advised of this risk, the client in turn has a remedy against his/her own solicitor. If, however, the opponent is to be permitted to complain directly to the LeO about the solicitor's handling of the case, the solicitor has no means of defending themselves as they cannot breach their client's confidentiality to explain how decisions to proceed in a certain way were arrived at.
This thread is way, way off
This thread is way, way off topic now. But better the discussion stays here as I am sure Kelly Matthews is already working out how the other article on the LSG website can be skewed to be about libel law.
Anyway, I did misunderstand the question posed. I can not for the life of me understand what possible basis there would be that Mr Smith would ever want to complain to LeO about his solicitors. He asked them to do something. They did it.
And will you stop whittering on about "subsidised by the taxpayer". The firm of solicitors involved did the claim on a no-win no-fee basis, and they lost. They therefore did the work for free. The "taxpayer" waived a court fee of £465. And that's it. Hardly a "subsidy" is it?
In any event, Kelly Matthews, you don't seem to grasp that the purpose of the protocol is not to provide protection for defendants. Failure to comply with it fully - or at all - could not ever amount to a breach of the Outcome you must not seek to take unfair advantage of third parties.
Had they followed the protocol properly:-
You know sometimes life can be inconvenient, and things don't go your way. This attitude - pandered to by the "consumer culture" that each and every inconvenience requires compensation and sympathy for the "victim" - really winds me up.
I got telephoned a few weeks ago by a company saying they were the "Central Meter Registration Service", and that I had to register my electricity meter, otherwise they would cut me off. They then continued to phone every ten minutes until I told the guy that we were recording his calls and I was going to go round to his call centre in Manchester (which I had found the location of by Google) and "register" him. Yes it was inconvenient. Yes I could have ended up signing up to a rip-off company called Opus Energy who were behind this. Yes it took my time up.
So what did I do? Complain, whine and moan, write to the Guardian, go on "Watchdog", complain to Ofgem, the Energy Ombudsman, etc., the Data Protection Commissioner? No.
Kelly - you won your case. Mr Smith lost. What more do you possibly want?
Domcoop
Domcoop
I will be back later to answer your post which again is full of factual errors and totally misleading. For now - this was what was said about the fee exemption. And my understanding despite the mention was that the CFA did not apply to the vast majority of the 30 plus claims. And I wonder whether the public would be pleased to know that the litigation continued for four years after what Eady J observed below. Over a dozen hearings - not much of a subsidy is it?
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.2. Because he is exempt from the normal fees, the usual financial disciplines are absent. The exercise would, I understand, have cost a non-exempt litigant so far something in the region of £63,000 to date. On the other hand, under a conditional fee arrangement, as I understand it, Mr Smith is being assisted to some extent by a firm of solicitors.
11. I am asked to scrutinise these cases with particular care having regard to the principles addressed by the Court of Appeal in Dow Jones Inc v Jameel (Yousef) [2005] QB 946 (cited in my earlier ruling) and to ask whether they actually represent, in each case, a genuine attempt to vindicate Mr Smith 's reputation and whether there is any legitimate or tangible advantage to be gained which outweighs the considerable demands which would be made upon public and private resources. (As Mr Tuppen pointed out, the public purse has already been effectively subsidising the strategy through the fees exemption.)
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By the way - if you go back a bit I think it was you who brought us on this topic but thank you for bringing us back again. And what makes you think debating the subject of this article is all about me and that libel case (which incidentally YOU keep bringing into the conversation)? I comment on a wide variety of topics as you already know and quite often it is you who seeks to discuss the case in detail again and again. If you are going to do that - please at least get your facts right for a change.
Further
Let me address some of Domcoop’s other comments.
He says:
........
"In any event, Kelly Matthews, you don't seem to grasp that the purpose of the protocol is not to provide protection for defendants. Failure to comply with it fully - or at all - could not ever amount to a breach of the Outcome you must not seek to take unfair advantage of third parties".
...........
I think it is fair to say that the protocol exists for a number of reasons for the benefit of both parties and the courts. Reading the MOJ website, two of the main aims of CPR and the protocol is to save expense and to ensure the parties are on an equal footing – in others words ensuring fairness.
Whilst the defamation protocol was not specifically written to protect defendants against abusive and vexatious claims, clearly the general protection of litigants was in mind when the word/term ‘fair’ and ‘equal footing’ was mentioned. Likewise when the SRA Code was drawn up, it was done so for a number of different reasons - one of which was to address the opposite (unfairness) and taking advantage of the defendant party.
Therefore, contrary to what Domcoop says there are circumstances where non compliance with the protocol may result in breaching the SRA code of practice. To see how it applies in the case mentioned by Domcoop, one needs to read the judgement of Eady J in which he explicitly linked numerous protocol breaches with unfairness and taking advantage of the defendants before him. It is therefore perfectly clear by looking at the SRA rules that the solicitor has breached the rules. A fool can see that. It was not simply a case of the rules being ignored or overlooked resulting in no one really being affected. If this was the case I and other observers would not have been that concerned. No, the observations by the judge suggest the solicitor’s behaviour worked completely against the aims of the protocol and the defendants to the extent that the court was forced to intervene to protect them. The judge's words:
......
"One might well ask, in the language adopted by the Court of Appeal in Jameel, whether "the game is worth the candle". If litigation is being used to exert pressure on people to pay money (whether for charity or otherwise) or to apologise without any regard to the overall merits, solely with a view to avoiding spending money without hope of recovery, then the court needs to ensure that its processes are not being abused".
.........
Anyone who has read the defamation protocol, the observations of the protocol failures by the judge in the case mentioned by Domcoop above and the SRA code of practice can see there is a clear link.
Domcoop then comes out with this:
............
"You know sometimes life can be inconvenient, and things don't go your way. This attitude - pandered to by the "consumer culture" that each and every inconvenience requires compensation and sympathy for the "victim" - really winds me up".
...........
Domcoop rightly says that life can be inconvenient and mentions his example of being inconvenienced. Well, with respect to Domcoop, the situation I described was in a completely different league. This is nothing to do with ‘consumer culture’ etc. It is to do with a completely unacceptable situation where dozens of people with no legal knowledge received vexatious libel claims on their doorstep from a respected law firm demanding money. Many of these people were affected beyond recognition and the financial costs and cost in terms of distress and time was unimaginable. I could describe some of the appalling stories but hopefully you will take my word for it.
Domcoop will also be aware that I have actually spoken out against the ‘compensation’ culture before. He always seems to disagree with me when I have mentioned the poor behaviour of CMCs, vexatious litigants and certain ambulance chasing lawyers who seem to promote the feckless and the 'world owes me a living' cultire . Perhaps he ought to turn his fire on them instead of trivialising the suffering of genuine people who have been hounded by his profession.
kelly, have you considered
kelly, have you considered becoming a lawyer? You obviously have a knack and a passion for argument, and that is meant sincerely! I think you could make a good lawyer, especially in legal aid work fighting for the underdog.