![David Lester (senior partner at Blythe Liggins), Darryl Barnes, Jagdeep Sandher (head of dispute resolution at Blythe Liggins)[4]](https://d1d8vslyhr7rdg.cloudfront.net/Pictures/274x183/4/2/8/116428_davidlesterseniorpartneratblytheligginsdarrylbarnesjagdeepsandherheadofdisputeresolutionatblytheliggins4_981603_crop.jpg)
Ian Muirhead
- Opinion
COLPs and COFAs – no small matter
The SRA’s plans for compliance officers show the regulator is at odds with itself.
FeatureWorking with financial advisers
Joint ventures are superseding the in-house financial services model.
- News
‘Light touch’ OFR?
In her speech on 19 April announcing the delayed dates for the submission of nominations for the appointment of COLPs and COFAs, SRA executive director Samantha Barrass is reported to have said that in support of the nomination ‘a senior manager from the firm must confirm that the firm has ...
- News
IFA independence
The Financial Services Authority is in the process of adopting a new definition of independent financial advice. It has written to all of the designated professional bodies (DPBs), including the Solicitors Regulation Authority, inviting them to adopt different definitions for their own purposes if they consider this to be appropriate.