Regulation and compliance – Page 45
-
NewsSRA hires Ofwat director
New strategy and innovation chief will focus on technology in the legal sector.
-
NewsBarristers encouraged to join review pilot
Comparison site latest to join Bar Standards Board's 'digital comparison tool' scheme.
-
NewsMetamorph collapse: website set up to help clients
SRA reveals scale of intervention into six firms that were part of Metamorph Group.
-
NewsFirms fined following SRA anti-money laundering clampdown
Regulatory body finds firms showed a ‘disregard’ for AML obligations.
-
NewsCILEx regulator urged to obtain greater advocacy powers
Legal executives want to become Crown prosecutors without having to cross-qualify as solicitors.
-
NewsSlater and Gordon fined £82,000 for multiple historical breaches
SRA finds that dozens of clients with claims were left in the dark by previous owners.
-
NewsSDT ‘erred in judgment’ over £8,000 fine, court hears
Practitioner did not comply with a court order over fees in divorce proceedings after firm was closed down.
-
NewsSRA riding high for good publicity - says the SRA
Positive coverage was ‘significantly up’ last year, the regulator reveals.
-
NewsIn focus: Meet the solicitor who relishes appearing before the SDT
A lawyer who specialises in defending solicitors before the tribunal explains why the SRA’s new fining powers could upset the delicate balance between regulation and discipline.
-
NewsSRA to ramp up sanctions for transparency non-compliance
Regulator suggests it will start using new fining powers to clamp down on firms ignoring rules.
-
NewsSolicitor prosecuted over allegations of sexual misconduct
Three separate allegations will be heard before the Solicitors Disciplinary Tribunal next year.
-
NewsSRA intervenes to shut down two more Metamorph firms
Regulator continues to step in to protect the interests of clients of 'revolutionising legal services' group.
-
NewsCautious welcome for SRA’s indemnity proposals
Solicitors Indemnity Fund replacement must meet three key principles, Law Society says.
-
NewsLegal bodies unhappy with LeO’s 10% budget rise
Law Society and licensed conveyancers regulator continue to have reservations about ombudsman's performance.
-
NewsSRA intervenes to shut down Metamorph firms
Staff informed that intervention was imminent before agents visited offices across England.
-
NewsBar asks government to review LSB in 'over-reach' row
Bar Council says oversight regulator should not attempt to act as a regulator of all legal services.
-
NewsBig Five law societies fight SRA's SIF plan
Birmingham, Bristol, Leeds, Liverpool and Manchester societies express ‘deep concern’ that regulator failed to consult on other options.
-
NewsSRA seeks restraint order on struck-off solicitor
Order would ‘prevent any litigation against the SRA as a body, its officers, representatives and employees’.
-
NewsSRA wants statutory designation to encourage reporting of SLAPPs
Regulator reveals that it is investigating 29 cases brought by 17 firms.
-
NewsLSB to seek a budget rise of 9% next year
Solicitors to pay an extra £2.11 a year to fund new projects for the oversight regulator.