Regulation and compliance – Page 9
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NewsLaw Society issues new guidance post-Mazur
Firms must 'review procedures to make sure these document steps involved in litigation processes and who carries each of these out'.
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NewsPartner struck off over repeated dishonesty at new firm
Probate solicitor backdated a document and sent a misleading email within the space of a couple of weeks.
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NewsEmployment tribunal throws out Scottish solicitor's complaint against regulator
Practitioner had claimed direct discrimination, harassment and victimisation by the Law Society of Scotland.
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NewsPared budget will leave cases waiting a year, warns ombudsman
Office for Legal Complaints releases business plan following rebuff over application for 11% budget rise.
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NewsLondon firm faces £35,000 SRA costs bill on top of £3,000 fines
Sanctions issued against firm and two partners after client monies were retained too long.
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NewsBar regulator seeks 12% budget rise
Bar Standards Board expects its total running costs to be nearly £24m, up from £21.1m last year.
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NewsSRA bars employee following drug convictions
Jailed planning administrator disqualified from working for any SRA-regulated firm.
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NewsBar to bring forward publication of disciplinary charges
Early publication was recommended by the Harman review to encourage complainants to come forward.
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NewsEssex firm shut down for suspected dishonesty
Solicitor with history of taking cases to Supreme Court suspended by regulator.
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NewsSolicitor suspended over court order breaches
Swiss lawyer made complaints about his client's conduct to security and intelligence organisations and offered to retract them if the client paid his fees.
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NewsSolicitor with 22 years' experience found dishonest over deed shortcut
Kent practitioner who signed a document knowing she had not witnessed it is suspended for six months.
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NewsGo to law and you’re out of our scheme, FCA tells motor finance claimants
Financial Conduct Authority tightens eligibility rules for people mis-sold motor finance between 2007 and 2024.
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NewsConsultant labelled 'dishonest fraudster' struck off the roll
Solicitor issued invoices without his firm’s approval for excessive amounts, tribunal rules.
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NewsPalantir primed to access law firm AML data
Controversial US tech giant is on the verge of landing a crime detection contract with the Financial Conduct Authority.
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NewsSRA defends zero tolerance approach to Dentons AML case
Lord Justice Bean, Lord Justice Jeremy Baker and Lord Justice Zacaroli reserve judgment in the Court of Appeal.
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NewsEthics first, client second: Lawyers told to prioritise wider duties
Frontline regulators urged to offer more support to lawyers to call out poor behaviour in their workplace.
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News'Light touch' no more? Incoming LSB chair promises 'greater surveillance'
Monisha Shah, the government’s preferred candidate for the post, faces questioning from MPs.
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NewsDentons challenges AML breach ruling at Court of Appeal
Not every breach of rule or regulation should be treated as a matter of misconduct, international firm argues.
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NewsLSB set to block 11% budget boost for ombudsman
Complaints handler has already warned it cannot deal with soaring workload without more money.
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NewsSRA says sorry for late correspondence to jailed solicitor
SDT chair said it was ‘regrettable’ that it took two months for the regulator to attempt to contact non-practising solicitor.