Regulation and compliance – Page 18
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NewsMemory lane
Regulation reform rejected and a conveyancing monopoly: a stroll down Gazette memory lane.
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NewsTwo SLAPP cases bound for SDT
SRA chief executive tells peers that, of 71 investigations into alleged strategic litigation against public participation, 48 ‘remain live’.
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NewsIn depth: SFO chief on his vision for the enforcement body
After unveiling the SFO’s five-year strategy, director Nick Ephgrave spoke to the Gazette about how the agency intends to harness technology to improve disclosure. He also wants the agency to be ‘career-enhancing’ for its lawyers.
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NewsSRA warns of ‘improper practices’ in mass claims sector
Warning notice and guidance follows discussions with financial services regulators.
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NewsIndependent BSB? That's for us to decide, Bar Council tells MPs
Justice committee raised suggestion of formal separation of representative and regulatory arms of the bar in a letter to the lord chancellor.
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News‘Public access barrister’ practised while suspended
Bar Standards Board says disbarment shows ‘seriousness of misconduct as well as repeated nature of failures to comply with regulatory obligations’.
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NewsSRA fines sole practitioner £5,000 over accounts failings
Solicitors Regulation Authority says the 'recurring issues…over a significant period of time' had the 'potential to cause harm to the firm’s clients'.
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NewsOversight regulator promises ‘pro-innovation’ approach to AI
'We are applying an AI lens across the breadth of our work', Legal Services Board tells ministers.
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NewsCompetition watchdog unveils guidance for unregulated legal providers
Competition and Markets Authority says businesses providing will-writing and online divorce should not make misleading comparisons with solicitors.
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NewsSRA seeks to protect client anonymity at SDT
There is a public interest in maintaining legal professional privilege at the expense of open justice, counsel for regulator tells the High Court.
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NewsSQE results fiasco: £250 'goodwill payment' on its way
Regulator says payment not in lieu of compensation and candidates will be reimbursed for losses incurred.
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NewsSRA opts against fining solicitor for drink-drive conviction
Elements of case had similar features to one which resulted in a £14,000 fine.
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NewsSRA appeals over costs of failed prosecution
Solicitors Regulation Authority, appealing against £74,950 costs order by Solicitors Disciplinary Tribunal, claim 20% of costs were not validly claimed.
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NewsSRA to update SLAPPs guidance following file review
Law firms need 'checks and balances' when instructing third parties such as PR firms and private investigators, regulator says.
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NewsSolicitor misled clients as case ‘spiralled away’ from him
Veteran practitioner left his firm immediately after telling clients their claim was defunct.
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NewsSQE marking fiasco: training contract warning for 'fast-rescinding' employers
City of London Law Society training committee says impact on candidates wrongly told they failed Solicitors Qualifying Examination will be significant.
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NewsSQE marking fiasco: 175 candidates wrongly told they failed exam
Solicitors Regulation Authority 'really disappointed' and conducting review with assessment provider Kaplan.
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NewsBookkeeper’s bid to lift restriction fails in the SDT
Applicant argued he was not given a fair hearing by the SRA adjudicator.
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News'CILEX is not a representative body', members told at SGM
President tells members they cannot influence how and by whom they are regulated and governed.