Regulation and compliance – Page 34
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NewsEx-Hogan Lovells employee banned for dodging train fares
Billing coordinator now has two convictions for misusing a travel card.
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News'Cautiously optimistic' ombudsman plans to halve waiting times
Services continue to be turned around - but a big budget increase is needed once again.
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NewsBhatia tells SDT he was 'fairy godmother' to pregnant employee
Leading criminal solicitor and former local law society president denies discrimination and failure to report to SRA.
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NewsSolicitor oath could ensure higher ethical standards - LSB chief
Further action may be needed to remind practitioners of privileges and obligations.
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NewsNews focus: Highlights from Law Society's risk and compliance conference
Law firms and the regulator are ‘playing catch-up’ on anti-money laundering. ‘Government pressure is colossal,’ SRA chief executive Paul Philip warned solicitors at the annual risk & compliance conference
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NewsGCs criticise SRA for 'understating' severity of in-house challenges
Regulator urged to re-evaluate sector review to ensure risks correctly understood, framed and addressed.
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NewsReview pilot 'will disproportionately affect black barristers'
Concerns raised about digital comparison platforms - including limits to what can be said publicly in response to negative feedback.
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NewsSolicitor-barrister rebuked for offensive and threatening email
Complainants copied into email said solicitor 'wished serious physical harm' on them.
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NewsLSB kicks reserved activities review into long grass
Evidence not found to justify significant changes to 2007 Legal Services Act.
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News'Onslaught' of extra AML burdens likely to increase - SRA chief
Firms can expect more bureaucracy and regulation as a result of government pressure.
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NewsSRA pleased with SQE start - but black candidates way behind
Regulator says there is no evidence of ‘systemic bias’ in new qualifying test despite ‘troubling’ difference in pass rates.
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NewsSRA intervenes into firm which ‘closed’ in 1986
Residual client funds unearthed after banking client contacted regulator.
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NewsOne in 20 in-house solicitors 'pressured to suppress information'
SRA thematic review reveals tension between regulatory obligations and business priorities.
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NewsBlavo boss struck off after offering no defence to fraud
Solicitors Regulation Authority's allegations against former Blavo & Co director, including dishonesty, proven.
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NewsHospitals 'had no record' of Blavo & Co clients, SRA tells tribunal
Regulator accuses former legal aid boss of 'directing operations' in which documents were allegedly falsified.
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NewsBarrister who defrauded his grandmother disbarred
Unregistered practitioner fraudlently transferred some £11,000 from his grandmother’s account.
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NewsSoophia Khan sentenced to 12 months in prison for contempt
Judge says court has shown ‘considerable degree of indulgence’ to the once prominent solicitor.
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NewsSexting solicitor says he didn't see power imbalance with 18-year-old
Oliver Bretherton says colleague was a 'mature adult who wanted to be taking part'.
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NewsParalegal was unaware she was conducting unlawful litigation
Contempt application dismissed as court rules respondent did not know she was committing offence.
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NewsSacked solicitor duped investors into thinking he was still working
Tribunal strikes off solicitor after finding he took advantage of potential funders.