Regulation and compliance – Page 7
-
NewsBarrister who ignored suspension 'not fit' to stay in profession
Peter Wareing said sanction was too severe but judge upholds tribunal decision.
-
NewsSRA tells in-house lawyers they must report wrongdoing
Post Office scandal fallout prompts new ethical guidance for the 34,500 in-house solicitors.
-
NewsSRA to be urged to go further on AML crackdown
Legal Services Board expecting a ‘step change’ in effort to clamp down on lawyers’ involvement.
-
NewsBarristers rebel over 'advance equality' duty
Bar Council says the proposal is unclear, counterproductive and potentially unlawful.
-
NewsFirm that couldn’t find old AML documents fined £12k
SRA sanctions Devon firm despite being shown compliant current documents.
-
NewsSidhu made hotel room incident 'so normal', tribunal hears
Person 2, who undertook a mini-pupillage with former Criminal Bar Association chair, told the five-person panel she knew what happened with top silk ‘was wrong’.
-
NewsSRA wants to stop solicitors pocketing interest on client money
Firms continuing to profit from holding cash on behalf of clients is no longer appropriate, regulator says in long-awaited consumer protection consultation.
-
NewsBarrister who accepted client's money rightly suspended, rules judge
Barrister of 42 years had argued the tribunal did not consider his experience and clean record.
-
News£57k in fines in two days: SRA ramps up AML action
Firms from Oldham, Surrey, London, Wolverhampton and Birmingham all sanctioned.
-
NewsAberavon solicitor who stabbed colleague leaves profession
Decision taken earlier this year to agree that practitioner could come off the roll.
-
NewsCriminal bar champion Sidhu fails in tribunal privacy bid
Five-person panel dismisses privacy and anonymity application, which means case against Sidhu can be heard in public.
-
NewsDirector blasts ‘egregious waste of money’ after failed SRA case
Allegations against Barings Law over misleading clients and due diligence failures were thrown out by tribunal.
-
NewsSolicitor abandoned 'chaotic' firm and left clients stranded
Solicitors Regulation Authority had to intervene after landlord got in touch to say solicitor was gone owing £22,400 in rent.
-
NewsSolicitor referred to SRA by judge over 'fabricated' £260k costs bill
Costs Judge James says fees being charged in boundary dispute were of ‘grave concern’.
-
NewsSRA chief urges experts to report bias ‘pressure’ from solicitors
Expert Witness Conference also hears from bar chair Sam Townend KC, who warned that a ‘crisis point’ has been reached.
-
NewsIn depth: SRA compliance conference was exquisitely timed
In the wake of the LSB’s Axiom Ince report and with a consumer protection shakeup in the offing, the SRA’s compliance conference could not have been better timed.
-
NewsSSB chief barred from being involved in CFA claims
Limits placed on Jeremy Brooke’s practising certficate following cavity wall claims firm’s collapse.
-
NewsIn depth: Hired guns but no wild west - Expert Witness Survey 2024
Should the SRA help resolve difficulties arising between experts and solicitors?
-
NewsSolicitor involved in false PI claim loses strike-off appeal
Judge says solicitor was lucky not to be prosecuted over fabricated road traffic accident claim.
-
NewsFormer City solicitor rebuked following drink-driving conviction
Solicitor notified regulator on the day he was charged with offence and pleaded guilty at first court appearance.