Regulation and compliance – Page 7
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Axiom Ince: SRA rules out immediate levy as £33m claims come in
Regulator also opts against capping claims from out-of-pocket clients.
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Solicitor rebuked for losing independence in support of client
Cambridgeshire solicitor made assertions which were not arguable to opponent.
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SRA to charge two firms over ‘abusive litigation’
Regulator defends lack of action on SLAPP cases nearly two years after warning on conduct of disputes.
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SRA conference call
Local government lawyers may struggle to attend the regulator's next in-house conference.
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LSB proposes 14% rise in its annual budget
Oversight regulator will ask lawyers to pay almost £30 each a year for its work.
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National firm hit with SRA’s fourth-largest fine over AML compliance
Ashfords agrees £101,357 penalty despite regulator's admission that no money laundering or financial crime took place.
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Conveyancing assistant barred over secret commissions
Employee also offered clients a discount on costs if they paid him in cash.
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SRA 'was warned' SSB Group posed regulatory risk
Creditor asked the Solicitors Regulation Authority to investigate more than six months ago, the Gazette has learned.
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SRA is upbeat on AI - but warns firms of risks
Technology has 'very high potential', SRA says in latest assessment of risks.
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SRA admits three-month wait to send inspectors into Axiom Ince
Visit consisted of just two investigators and was not considered an 'urgent' inspection, the Gazette has learned.
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SRA 'risks reputational damage' with legal executives takeover
Chancery Lane says regulator has not properly addressed potential impact of proposals on solicitor profession.
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SRA preparing employer guidance to support in-house solicitors
Employers will be told legal teams need time and budget to help meet competence and regulatory requirements.
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Three firms receive first SRA fixed penalties
Chief executive says new regime saves everyone time, cost and stress.
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Claimant firm’s TikTok ads ruled to be misleading
TMS Legal admitted actors who appeared to be genuine clients featured in advertisements.
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Axiom Ince complaints ‘nothing out the ordinary’, SRA says
Regulator says the accounts of collapsed firm, which is now under investigation by the SFO, were ‘well-ordered’ on their face.
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MPs to grill legal chiefs on regulation
Justice committee to question representative bodies and regulators on performance and relationships.
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Former trainee solicitor barred over past criminal act
Trainee was midway through his training contract when he was convicted.
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'No confidence': New front opens in CILEX civil war
Rebuff for CILEX members who demanded special general meeting on plans for SRA to regulate legal executives.
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Former Deloitte solicitor charged over alleged kiss at office party
Solicitor denies committing misconduct at social event in expensive London hotel.
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SRA's legal executive takeover will confuse public, Society warns
Chancery Lane strongly opposes proposals to bring legal executives under Solicitors Regulation Authority's remit.