Regulation and compliance
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NewsBar plans enforcement shakeup
Solicitors would be eligible to chair disciplinary panels under extensive proposals published for consultation.
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NewsSolicitor who tried to stop complaint to SRA struck off
Solicitors Disciplinary Tribunal says solicitor’s misconduct reflected a ‘troubling mind set’.
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NewsLSB chief executive joins the exodus of regulation heads
Craig Westwood resigns after a ‘demanding year’ of dealings with frontline regulators.
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NewsOutgoing bar watchdog savages Legal Services Board
Bar Standards Board chair says regulatory structure established by Legal Services Act 2007 is ‘failing’.
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NewsEx-Whitehall high-flier named as new SRA chief executive
Former top civil servant, a non-lawyer, will succeed Paul Philip later this year.
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NewsThree more firms hit with AML fines by SRA, as changes loom
One of the fines was over £23k, becoming one of dozens of firms to be hit with five-figure fines.
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NewsTop US firm admits breach of Russia sanctions rules
Steptoe International cited inadvertent human error for breaking regulations.
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NewsFixed fee Liverpool firm shut down by SRA intervention
Regulator intervenes into Bolton-Jones & Co, which offered clients an instant fixed fee conveyancing quote.
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NewsSolicitor avoids dishonesty finding after altering cheque date
Practitioner with 'strong sense of loyalty' to clients wanted to complete outstanding work before leaving firm.
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NewsSRA’s shock discovery: Small firms aren’t tech giants
Groundbreaking research confirms water is wet, sky is blue, and small law firms lack Google’s budget.
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NewsConsultant loses latest bid to return to legal profession
SDT rules that banning order must remain as applicant had not showed sufficient remorse or insight.
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NewsSexual misconduct reports to SRA soar
Cases are at an all-time high – but most do not result in any action, the Gazette has learned.
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News‘Panicked’ employee faked TR1 signatures
Post completion assistant was dismissed after fabricating clients’ and lawyer’s signatures on TR1 form.
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NewsIn-house solicitors urged to record reasons for non-reporting to regulator
Regulator’s interest in non-financial misconduct raises new and difficult questions for in-house community.
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NewsSRA hits another firm with £64,000 fine in AML blitz
No evidence of harm done but regulator says breaches lasted for almost six years.
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NewsSRA fines going unpaid, new figures suggest
Unpaid fines total over £1m, prompting regulatory specialist to call for discounts for prompt payment.
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NewsConsumer watchdog bemoans client ignorance of complaints process
Legal Services Consumer Panel survey reveals widespread public confusion over how to report poor service.
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NewsPartner suspended for harassing colleague - but SDT allows anonymity
Junior colleague reported feeling humiliated after being harassed during work night out.
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NewsTeam leader disqualified for exposing himself to colleagues
Incident involving non-solicitor employee related to an online training session held in 2022.
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NewsSolicitor acted for claimant and defendant
Practitioner showed a 'cavalier attitude' to the rules of professional conduct, tribunal finds.