All Regulation and compliance articles – Page 133
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NewsChancery Lane censures SRA over ‘flawed’ PII proposals
Society says the regulator’s recent paper fails to address why last year’s proposals on indemnity cover had foundered.
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FeatureNCA in trouble again
Following criticism over its conduct in a high-profile financial crime investigation, the National Crime Agency has come under fire once more.
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NewsLegal Ombudsman puts ADR application on hold
Blow to complaints watchdog as it admits need for ‘wider consultation’.
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NewsLSB approves cab rank rule changes
The proposal effectively replaces the list of defaulting solicitors.
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NewsFormer Blakemores boss granted conditional PC
The SRA also confirms ‘conduct issues’ are being investigated relating to Guy Barnett.
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NewsBSB granted retrial after evidence blunder
Bar regulator said it is ’right’ that the disciplinary tribunal will rehear disbarment matter despite the history of the case.
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NewsTwo ex-members of same firm sanctioned by SRA
Misconduct included making payments to witnesses and using photocopied signature of a team leader.
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NewsOmbudsman hires barrister for 'strong leadership' role
Former chief Crown prosecutor lured from PCC to take over as chief executive.
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NewsHearing loss CMC first to be hit by cold-calling penalty
Claims management regulator fines Derby-based firm £220,000 under new powers to crack down on nuisance calls.
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NewsAction day 35: SRA issues second warning
Regulator says revised protocol still compromises solicitors’ professional obligations.
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NewsSRA to introduce new in-house regulations next year
Plans outlined in regulator’s response to Legal Services Board paper on regulatory restrictions for in-house lawyers.
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NewsSeparate-business rule relaxation ‘will increase consumer choice’
Legal Services Board approves plans to allow law firms to manage businesses in other sectors.
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Bar Council leader raises concerns over ABS entities
Alistair MacDonald QC says there are still unanswered questions on alternative business structures and if they should be permitted at the bar.
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OpinionPII renewal: scattergun or ‘sniper’?
There must be a simpler way of completing the indemnity renewal process.
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NewsFirms under scrutiny over anti-money laundering
Reports about potential breaches of anti-money laundering rules continue to rise, with 184 in the last year.
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NewsSRA chief urges caution over legal regulation reform
Statement comes after both the justice secretary and oversight regulator suggested change may be necessary.
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NewsFirm fined for related business disclosure lapse
Freeman Harris referred clients to a medical-reporting company owned by a partner.
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NewsAction day 28: SRA issues warning over legal aid action
Regulator concerned solicitors following new protocol for action may not be acting in clients’ best interests.
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News‘Compelling case’ for reforming regulation – LSB
Super-regulator sets out legislative options for shakeup of Legal Services Act.
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News‘Cab rank’: barristers allowed to refuse work from solicitors
Changes mean solicitors believed to pose an ‘unacceptable’ credit risk will not be able to call on the time-honoured rule.