All Regulation and compliance articles – Page 133
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NewsBSB plans to drop mandatory CPD hours
Regulator is proposing to abolish the requirement for barristers with over three years’ practising experience to complete mandatory 12 hours of CPD.
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NewsFlight delay compensation firm becomes ABS
FairPlane approved seven months after a landmark ruling opened the way to a wave of claims against airlines.
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NewsSRA warns on exit strategies after solicitors fined
Five solicitors penalised in April for not following the correct procedure to close down their businesses.
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NewsForex fines likely to trigger further litigation against banks
Commercial lawyers said guilty pleas by four major banks for rigging the forex market could make it easier for further claims.
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OpinionFinancial fair play?
It seems reasonable to expect bankers to meet the same regulatory standard as solicitors.
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FeatureFinancial services: regime change
The Financial Conduct Authority is shifting its emphasis from fining firms to calling to account senior individuals – and that means more work for lawyers.
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NewsSolicitor owed £40k in fees accuses SRA
Andrew Williams, a director of Essex firm Lillywhite Williams, was wrongly intervened into last October without notice.
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NewsSRA right to intervene in solicitor who ‘lost ethical compass’
High Court backs regulator’s decision to shut down firm, despite pleas for more lenient punishment.
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Law ReportLicensing
The full judgment in Simply Pleasure’s challenge to local authorities charging fees that could be used to pay for enforcing a regulatory regime.
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News
Suspended solicitor convicted over immigration advice
District judge said Flora Mendes had ‘left a trail of destruction towards vulnerable people she left in her wake’.
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News
South Korea legal liberalisation move
Draft bill proposes the amendments as the Ministry of Justice in Seoul implements the third stage of legal services provisions.
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NewsSolicitor opts for bar over SRA in search of ‘stability’
Mark Johnson opted to license his business as a single-person bar entity because he values a more stable insurance market.
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NewsSRA backs £637m Quindell-Slater disposal
Multi-million-pound deal awaiting approval from one final regulator before it can go ahead.
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NewsSupreme Court’s sex shop ruling good news for SRA
Supreme Court keeps case open but establishes principle that regulatory authorities can spend fees more widely.
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NewsSolicitor among the first bar entities authorised
Mark Johnson cites 'proportionate’ level of regulation as factor in moving away from SRA regime.
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News
Councils ‘need to be clear’ on ABS plans
Councils ‘need to be clear’ what they want to use alternative business structures for, as the move involves ‘quite a lot of work’.
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NewsConveyancer hit by phone scam
Solicitors Regulation Authority calls for extra vigilance after north-east firm loses 'significant amount'.
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FeatureDoing more for less
Data, development and dispute resolution – the LeO offers more than just a complaints-handling service.
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NewsSRA proposes alternative to client accounts
Regulator backs third-party accounts as low-cost alternative and to help prevent misuse of client money.