All Regulation and compliance articles – Page 135
-
NewsBSB granted retrial after evidence blunder
Bar regulator said it is ’right’ that the disciplinary tribunal will rehear disbarment matter despite the history of the case.
-
NewsTwo ex-members of same firm sanctioned by SRA
Misconduct included making payments to witnesses and using photocopied signature of a team leader.
-
NewsOmbudsman hires barrister for 'strong leadership' role
Former chief Crown prosecutor lured from PCC to take over as chief executive.
-
NewsHearing loss CMC first to be hit by cold-calling penalty
Claims management regulator fines Derby-based firm £220,000 under new powers to crack down on nuisance calls.
-
NewsAction day 35: SRA issues second warning
Regulator says revised protocol still compromises solicitors’ professional obligations.
-
NewsSRA to introduce new in-house regulations next year
Plans outlined in regulator’s response to Legal Services Board paper on regulatory restrictions for in-house lawyers.
-
NewsSeparate-business rule relaxation ‘will increase consumer choice’
Legal Services Board approves plans to allow law firms to manage businesses in other sectors.
-
News
Bar Council leader raises concerns over ABS entities
Alistair MacDonald QC says there are still unanswered questions on alternative business structures and if they should be permitted at the bar.
-
OpinionPII renewal: scattergun or ‘sniper’?
There must be a simpler way of completing the indemnity renewal process.
-
NewsFirms under scrutiny over anti-money laundering
Reports about potential breaches of anti-money laundering rules continue to rise, with 184 in the last year.
-
NewsSRA chief urges caution over legal regulation reform
Statement comes after both the justice secretary and oversight regulator suggested change may be necessary.
-
NewsFirm fined for related business disclosure lapse
Freeman Harris referred clients to a medical-reporting company owned by a partner.
-
NewsAction day 28: SRA issues warning over legal aid action
Regulator concerned solicitors following new protocol for action may not be acting in clients’ best interests.
-
News‘Compelling case’ for reforming regulation – LSB
Super-regulator sets out legislative options for shakeup of Legal Services Act.
-
News‘Cab rank’: barristers allowed to refuse work from solicitors
Changes mean solicitors believed to pose an ‘unacceptable’ credit risk will not be able to call on the time-honoured rule.
-
OpinionRegulating the unregulated
A US case involving dentists has refocused attention on that vexed question: how do we police unregulated providers?
-
Opinion
Guidance plea to SRA
‘Urgent need’ for guidance on disclosure of information on patients has not been followed up.
-
-
NewsSuper-regulator proposes ‘more discretionary’ approach to ABSs
Legal Services Board publishes collective response to government's call for deregulation proposals.
-
OpinionRating lawyers online
Web platforms allowing clients to review legal services raise difficult issues. How should they work?