All Regulation and compliance articles – Page 135
-
News
South Korea legal liberalisation move
Draft bill proposes the amendments as the Ministry of Justice in Seoul implements the third stage of legal services provisions.
-
-
NewsSolicitor opts for bar over SRA in search of ‘stability’
Mark Johnson opted to license his business as a single-person bar entity because he values a more stable insurance market.
-
NewsSRA backs £637m Quindell-Slater disposal
Multi-million-pound deal awaiting approval from one final regulator before it can go ahead.
-
NewsSupreme Court’s sex shop ruling good news for SRA
Supreme Court keeps case open but establishes principle that regulatory authorities can spend fees more widely.
-
NewsSolicitor among the first bar entities authorised
Mark Johnson cites 'proportionate’ level of regulation as factor in moving away from SRA regime.
-
News
Councils ‘need to be clear’ on ABS plans
Councils ‘need to be clear’ what they want to use alternative business structures for, as the move involves ‘quite a lot of work’.
-
NewsConveyancer hit by phone scam
Solicitors Regulation Authority calls for extra vigilance after north-east firm loses 'significant amount'.
-
FeatureDoing more for less
Data, development and dispute resolution – the LeO offers more than just a complaints-handling service.
-
NewsSRA proposes alternative to client accounts
Regulator backs third-party accounts as low-cost alternative and to help prevent misuse of client money.
-
NewsParalegal first to qualify as solicitor through equivalent means
London paralegal showed same skill set and expertise as he would have gained from a training contract.
-
NewsClydesdale Bank fined £20m for serious PPI complaint failings
Financial Conduct Authority says more than 90,000 complaints may have been wrongly handled because of false information.
-
FeatureInternal investigations: inside jobs
Corporates face unprecedented scrutiny from regulators. Should they rely on existing counsel for internal investigations or hire independent help?
-
FeatureRisk and compliance: strength and security
The Law Society’s 2015 risk and compliance conference heard that a firm is only as safe as its weakest link.
-
NewsBar regulator licenses 15 ‘entities’
BSB says it will name new businesses when they have secured insurance to offer services.
-
NewsFirst bar entities to be announced ‘in days’
Regulator's business plan sets out priorities for 2015-16.
-
OpinionCompetition and Markets Authority – one year on
What has the body responsible for enforcing UK competition law achieved in the year since it was established?
-
-
News
Bar ponders new limits on ‘cab rank’ rule
Regulator considers excluding solicitors deemed to be a ‘credit risk’.
-
NewsDiversity data impact ‘not at level hoped for’ – LSB chair
Legal Services Board also suggests regulators must look again at burden of diversity data collection on law firms and legal services providers.