All Regulation and compliance articles – Page 142
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NewsRegulator promises ‘flexible’ route to profession
Some 2,000 solicitors have contributed to a ‘competence statement’ identifying the skills that new members of the profession should have.
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NewsClaims management complaints regime to begin in January
Ministry of Justice says expansion costs – estimated at around £2.9m a year – should be met by the industry itself.
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NewsKennedys becomes ABS but no external investment planned
Top-30 firm says new status will give it more opportunities to grow.
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NewsHundreds of firms given PII false alarm
Regulator blames poor data from insurers as it informs firms - incorrectly - that they may be entering cessation period.
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OpinionWhat is a lawyer?
The boundary between being a lawyer and non-lawyer is becoming blurred – but we still have one thing to hold on to.
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NewsFirm acts against ‘spy in the cab’
Maitland Hudson starts proceedings against former compliance officer over removal of documents he passed to the SRA.
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NewsBSB reveals three chambers with immediate financial issues
Trio subject to monitoring by regulator, following pilot supervision scheme.
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NewsOutstanding compensation fund claims value halved
Pending value of open claims has dropped 27% since the end of June.
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NewsSuper-regulator appoints new chief executive
Richard Moriarty will join the Legal Services Board in early 2015.
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NewsSolicitor charged with fraud
Andrew John Taylor, 57, will appear at Stockport Magistrates’ Court on Monday.
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OpinionSitting in judgement
The chairman of new press regulator Ipso will be rated on his ability to determine the public interest.
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FeatureVolunteering for regulation
Should we open our doors to unregulated providers via a voluntary scheme?
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OpinionThe will to compete
Lawyers’ anger over accountants moving into probate work must be countered by a desire to fight the competition.
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NewsWills complaint scheme ‘bare minimum’, says ombudsman
Chief ombudsman Adam Sampson today suggests a voluntary scheme for unregulated providers.
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FeatureConsumer credit activities regulation: SRA plans
Changes to regulation of consumer credit work pose a dilemma for the SRA. Here are its proposals.
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NewsFirms face new hurdle for credit work
SRA proposes firms carrying out consumer credit activities apply to the FCA for authorisation.
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FeatureHow to: complain about a solicitor
The emergence of compliance officers and the SRA’s mandatory principles have led to a surge in the number of solicitor-on-solicitor complaints. Here’s how the process works.
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Opinion
SRA roll play
My name was, without notice, removed from the roll and then, six months later, without prior notice, restored to the roll.
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NewsSRA warning on money laundering
Regulator also ready to discuss changes to firms holding client money.
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NewsABS waivers hurting law firm competitors
Some 17% of ABS licence holders granted separate business waivers, LSB research finds.