All Regulation and compliance articles – Page 140
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Opinion
SRA roll play
My name was, without notice, removed from the roll and then, six months later, without prior notice, restored to the roll.
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FeatureHow to: complain about a solicitor
The emergence of compliance officers and the SRA’s mandatory principles have led to a surge in the number of solicitor-on-solicitor complaints. Here’s how the process works.
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NewsSRA warning on money laundering
Regulator also ready to discuss changes to firms holding client money.
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NewsABS waivers hurting law firm competitors
Some 17% of ABS licence holders granted separate business waivers, LSB research finds.
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NewsSurvey to test legal regulation costs ‘hypothesis’
The Legal Services Board will conduct a survey to get views on whether regulation costs too much.
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NewsWinehouse row coroner sanctioned by SRA
Solicitor found to have breached six rules or principles following furore over Amy Winehouse inquest.
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NewsCourt of Appeal throws out QASA challenge
Master of the rolls says the scheme does not undermine the independence of the advocate or the judiciary.
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NewsLegal Ombudsman to open online complaints portal
Watchdog says new system and office move will save £2m a year.
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News55% rise in actions against solicitors
Regulator accuses larger firms of 'aggressive defence tactics'.
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NewsChartered accountants grant first ABS licence
Top-20 accountancy firm approved to carry out probate work.
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NewsIn-house sector out of CPD loop
Survey finds in-house lawyers are concerned about replacement for mandatory CPD.
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News
SRA closes sports lawyer’s practice
Regulator closes the London-based firm of sports lawyer Mel Goldberg after finding ‘reason to suspect dishonesty’.
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NewsDirectors rebuked for not revealing firm’s financial woes
Three failed to report difficulties at south-west firm Follett Stock.
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NewsSRA backtracks on massive hike in fining powers
Regulator now favours five-fold rise to a limit of £10,000 for ‘traditional’ firms, after seeking views on a £100,000 maximum.
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NewsWelsh language parity for solicitors
Status of Welsh as official language recognised in new SRA measures to cut red tape.
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NewsSRA director questions holding of client money
Executive director Crispin Passmore says risk of financial instability and firms collapsing is still a concern.
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NewsPEP talk can undermine ethics, warns Moorhead
‘Financialisation’ induces selfish impulses in law firm managers, says professor.
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NewsAccounts reporting abolition reined in after rethink
SRA decides to require reports only if they have been qualified by the auditor.
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NewsSRA ready to drop separate business rule
Regulator will next month propose reforms to the separate business rule which could include removing it altogether.
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NewsRoll ‘burden’ to be lifted from 30,000
Regulator’s board is likely to approve proposals to remove the annual requirement on solicitors who do not have practising certificates.