All Regulation and compliance articles – Page 157
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NewsIPReg authorised to regulate ABS entities
Intellectual property lawyers given option to bring in non-legal owners.
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NewsCanada bar chief keeps open mind on ABSs
Fred Headon said the profession is looking closely at the UK and Australia as it decides whether to back non-lawyer ownership of firms.
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NewsSRA ‘doing decent job’ regulating the City
As recently as 2009, the Smedley report suggested the SRA was ill-equipped to regulate City firms.
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NewsSuspension ordered for ‘win at all costs’ Times solicitor
Solicitors Disciplinary Tribunal rules that Alastair Brett knowingly allowed a court to be misled.
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NewsBarrass: SRA was pressurised to fast-track ABSs
Executive director uses final speech for attack on secretive bigger firms, aspiring ABSs – and other regulatory bodies.
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NewsQASA ruling not expected this term, says Leveson
Presiding judge did not expect 17 lever-arch files of paperwork.
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NewsLegal Ombudsman sets out slimming plans
Service responds to criticism of its cost-per-complaint ratio.
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NewsFormer solicitor to head New Zealand's financial regulator
Rob Everett is to become chief executive of the Financial Markets Authority in February.
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FeatureRisk analysis
The SRA’s director of risk explains why the Risk Outlook is important and how solicitors can influence its development.
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NewsFirms burying heads in sand over finances
Only half of firms understood what is involved if they get into financial trouble.
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OpinionABSs - the idea which won’t go away
The debate about alternative business structures has reached Ireland and Canada – and is set to continue to rage around the world.
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NewsSociety advice on barristers’ VHCC protest
The withdrawal of counsel over VHCC work should be treated like any other change of legal team.
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NewsRegulator amends rule to allow barristers to refuse fee cut
The ‘deeming’ provision of the cab rank rule will not apply to VHCCs following the Bar Standards Board’s statement.
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NewsSRA opens ‘forensic investigations’ into fee-ban avoidance
Visits to firms have continued through November as enforcement action comes closer.
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NewsBar Council rapped over cab rank changes
Legal Services Board says council failed to act in a way ‘compatible with the principle of regulatory independence’.
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News141 firms must prepare to shut down, says SRA
Regulator wants to encourage firms that failed to secure professional indemnity insurance to plan for the worst.
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News70% reject rulings by LeO
The LSCP says the ombudsman service suffers from ‘false expectations’ of users, who complain of a lack of information and understanding of complaints.
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NewsSolicitor-financial adviser ventures on the rise
Trend follows liberalisation of rules that prevented law firms referring clients to advisers tied into offering certain financial products.
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News
Law Society dismisses lay chairs idea
The Society said the proposal was based on ‘very limited evidence’ and wrongly assumed lawyers would inevitably act in the profession’s interest.





















