All Regulation and compliance articles – Page 20
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NewsFour more firms hit with SRA fines for AML failings
Fines issued as new research shows smaller practices more likely to get an SRA visit.
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OpinionIt’s time the SRA’s leaders were held to account
Those leading the regulator and its oversight board should consider whether they are best placed to restore and maintain the confidence of the public and those whom they regulate.
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NewsDentons appeal looks to Beckwith and Leigh Day precedents
Global firm says Solicitors Disciplinary Tribunal's approach did ‘not undermine’ money laundering legislation or send ‘wrong message’ to the profession.
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NewsSRA admits 'teething problems' with super-exam as key target is missed
Regulator believes qualifying examination has been a success, but concedes there are 'hearts and minds to win'.
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OpinionIn the national interest
Chancellor Rachel Reeves summoned a phalanx of industry regulators to lecture them on the need to ‘tear down the barriers’. Legal watchdogs appear to have received a pass.
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NewsSRA to take no action on 'textbook SLAPP' complaint
Firm did not know that libel claim brought by Russian mercenary group founder was based on lies.
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NewsMemory lane
Hi-tech crime courts, regulation ownership, the World Wide Web and a National Law Service: a stroll down Gazette memory lane.
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NewsCompliance officer and firm each fined £25,000 for multiple rule breaches
Residual balances left unchecked, client account shortfalls and non-compliance with AML regulations.
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FeatureBeware the rising tide of environmental and human rights litigation
Companies face complex challenges as ESG-related legislation and regulation becomes an ever-increasing focus for governments and regulators across the globe.
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NewsCity solicitor's KC slams 'defective' SRA as tribunal throws out allegation
Defending a Baker McKenzie lawyer, Greg Treverton-Jones KC accuses 'inconsistent' regulator of trying to ‘throw the book’ at his client.
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NewsFriends reunited as SRA chief jumps ship
Deputy chief executive Juliet Oliver moves on after 10 years at the regulator.
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NewsSRA shuts down high-profile influencer's firm over dishonesty suspicion
Regulator had already brought prosecution against entrepreneur, author and podcaster, who has been suspended.
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OpinionFeeding the machine
James Wilson reviews Chris Reed's AI Fairness and Beyond: Law, Regulation and Technology.
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NewsCity firm cleared by SDT left with £291,000 costs bill
Solicitors Disciplinary Tribunal made no cost order following six-day hearing of AML charges.
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NewsBarristers' 'zeal' for their clients putting ethics in doubt
Matters such as the Post Office scandal have highlighted issues with duty to the court, suggests regulator.
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NewsLaw firms warned about risks of sham litigation
SRA issues guidance on detecting and preventing money laundering perpetrated through fake litigation.
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NewsLPA firm investigated by BBC silent on legal action threat
Firm said last month it was considering suing the broadcaster, while denying allegations of misconduct.
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Feature25 things for solicitors to look out for in 2025
Post Office Inquiry's ramifications for professional ethics, M&A mania, a busy year in the Supreme Court and the Law Society's bicentenary.
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NewsTrainee barred for misleading firm about request for leave
Firm was told after leave was taken that trainee had actually been at a court hearing.