All Regulation and compliance articles – Page 15
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OpinionThe SRA must move on from SLAPPs
Regulatory assault on media lawyers for 'strategic litigation against public participation' is now doing more harm than good.
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NewsNon-practising solicitor struck off for dishonest criminal case work
Gavin Clarke said his judgement was impaired by personal and professional difficulties.
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NewsSRA review finds compliance officers feel undervalued by firms
Regulator concerned that current regime is not always operating effectively.
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NewsSSB Law directors disqualified for dishonesty and recklessness
Multiple failures and deliberate policy decisions left clients of defunct Sheffield claims firm facing ruinous costs bills.
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NewsBack to the future on client money: SRA to require annual accountants’ reports
Regulator also outlines proposals to ban individuals with significant power and control in a firm from doubling as compliance officers.
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NewsSRA intervenes into collapsed north-east firm
Regulator cites 'reason to suspect dishonesty' on the part of a manager in connection with two other firms.
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NewsSRA issues scam alert after website mimics claims firm
Firm boss says he is grateful to SRA for bringing issue to light.
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NewsFormer police chief appointed to lead complaints service
Phil Cain arrives at inundated service with a reputation for transforming organisations.
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NewsExpect enforcement action for lack of Mazur response, SRA warns
Regulator says it will look ‘sympathetically’ at historical mistakes made by firms
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FeatureMedical negligence: Lessons not learned
Sponsored content. Lisa Abrahams, Account Manager at after-the-event insurer ARAG, reflects on the recent Law Society Gazette roundtable and our national failure to learn lessons from medical mistakes.
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NewsSociety to research feasibility of independent defence union
Committee of inquiry issues recommendations on supporting solicitors subject to disciplinary proceedings.
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NewsLiPs complaining more about barristers, regulator reveals
BSB’s 2024-25 annual report also reveals reports of bullying and harassment almost doubled on previous year.
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NewsSolicitor rebuked over duplicate asylum statements
Regulator says sole practitioner allowed unauthorised person to submit application.
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NewsSolicitor struck off for using brother's drug money to pay mortgage
Judge in fraud trial told practitioner he had thrown his career away.
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OpinionPutting the regulatory genie back in the bottle
I start with a small matter, which is symptomatic of a larger one.
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NewsLSB unveils plan to speed up diversity progress
Legal services regulators will be required to demonstrate they are meeting four key outcomes.
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NewsConsumers treated as 'collateral damage' in Mazur washup
Watchdog head says consumers face huge uncertainty following authorisation ruling.
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NewsChancery Lane: Don’t ban ‘no win, no fee’ offers
Regulator should focus on making sure firms are using the term properly following the SSB collapse, Law Society says.
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NewsSRA fines firm £23,000 over shortcomings in client checks
Checks on sources of wealth and funds were thorough and substantial, but not enough to be compliant.