All Regulation and compliance articles – Page 27
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NewsBarrister who accepted client's money rightly suspended, rules judge
Barrister of 42 years had argued the tribunal did not consider his experience and clean record.
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News£57k in fines in two days: SRA ramps up AML action
Firms from Oldham, Surrey, London, Wolverhampton and Birmingham all sanctioned.
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OpinionBulldog spirit
Does the storied demise of Axiom Ince sound the death knell for the client account?
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NewsAberavon solicitor who stabbed colleague leaves profession
Decision taken earlier this year to agree that practitioner could come off the roll.
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NewsCriminal bar champion Sidhu fails in tribunal privacy bid
Five-person panel dismisses privacy and anonymity application, which means case against Sidhu can be heard in public.
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NewsDirector blasts ‘egregious waste of money’ after failed SRA case
Allegations against Barings Law over misleading clients and due diligence failures were thrown out by tribunal.
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NewsSolicitor abandoned 'chaotic' firm and left clients stranded
Solicitors Regulation Authority had to intervene after landlord got in touch to say solicitor was gone owing £22,400 in rent.
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NewsSolicitor referred to SRA by judge over 'fabricated' £260k costs bill
Costs Judge James says fees being charged in boundary dispute were of ‘grave concern’.
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OpinionTrump, ESG and lawyers
A first take on how a Trump presidency may affect lawyers’ work, including here in the UK.
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NewsSRA chief urges experts to report bias ‘pressure’ from solicitors
Expert Witness Conference also hears from bar chair Sam Townend KC, who warned that a ‘crisis point’ has been reached.
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NewsIn depth: SRA compliance conference was exquisitely timed
In the wake of the LSB’s Axiom Ince report and with a consumer protection shakeup in the offing, the SRA’s compliance conference could not have been better timed.
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NewsSSB chief barred from being involved in CFA claims
Limits placed on Jeremy Brooke’s practising certficate following cavity wall claims firm’s collapse.
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NewsIn depth: Hired guns but no wild west - Expert Witness Survey 2024
Should the SRA help resolve difficulties arising between experts and solicitors?
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NewsSolicitor involved in false PI claim loses strike-off appeal
Judge says solicitor was lucky not to be prosecuted over fabricated road traffic accident claim.
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NewsFormer City solicitor rebuked following drink-driving conviction
Solicitor notified regulator on the day he was charged with offence and pleaded guilty at first court appearance.
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NewsSurvey: Expert witnesses berate solicitors for bias 'pressure' and late payment
Annual Bond Solon report finds vast majority of experts want new process to complain to the Solicitors Regulation Authority.
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NewsMakin reported to SRA - after a year-long wait
Prominent solicitor advocate criticised over conduct in action against Ministry of Justice over subject access request.
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NewsFirm fined £20,000 for 2022 compliance failings
£20,000 fine and £10,000 costs approved after agreed outcome with Solicitors Regulation Authority.
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OpinionA regulator in denial
The SRA provided a bellicose response to last week’s lacerating Axiom Ince report.
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OpinionSRA wants profession to move on from Axiom Ince - but won’t apologise
The regulator chair’s argument that issues are 'history' will infuriate those waiting for answers.