All Regulation and compliance articles – Page 28
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NewsSRA ducks and dives before depleted justice committee
Only four MPs turned up for the questioning of the Law Society and two regulators.
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OpinionSRA’s power grab arguments still don’t stack up
Regulator is barely capable of doing its current work, without taking on whole new powers.
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NewsLSB plans independent review of Axiom Ince disaster
Law Society says solicitors should not pay a penny more until causes of shortage are known.
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NewsExclusive: Liverpool solicitor Makin named as ‘AB/X’ in anonymity case
Judge throws out appeal, allowing Robin Makin to be named in connection with misconduct allegations referred to SRA.
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NewsEx-Eversheds employee banned for sexual touching on staff away day
Senior client development manager receives section 43 order for repeatedly grabbing colleague.
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NewsAcademics warn of risk from ‘inversion SLAPPs’
Even where the motivations of clients and funders are altruistic, lawyers should 'exercise independent judgement', report for LSB states.
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NewsIn focus: Commons justice committee probes regulation – is the LSB overreaching?
As MPs cast a critical gaze over the Legal Services Act, the Legal Services Board came under fire last week.
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NewsLegal executives demand vote on SRA switch
CILEX members have submitted a fresh request for their representative body to hold a special general meeting.
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NewsAxiom Ince: SRA rules out immediate levy as £33m claims come in
Regulator also opts against capping claims from out-of-pocket clients.
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NewsSolicitor rebuked for losing independence in support of client
Cambridgeshire solicitor made assertions which were not arguable to opponent.
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NewsSRA to charge two firms over ‘abusive litigation’
Regulator defends lack of action on SLAPP cases nearly two years after warning on conduct of disputes.
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NewsSRA conference call
Local government lawyers may struggle to attend the regulator's next in-house conference.
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FeatureJudgment days
The SRA’s latest power grab could turn the regulator into prosecutor, judge and jury, experts warn. Meanwhile the SDT, whose workload is already shrinking, would shrivel still further, reports Catherine Baksi.
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NewsLSB proposes 14% rise in its annual budget
Oversight regulator will ask lawyers to pay almost £30 each a year for its work.
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NewsNational firm hit with SRA’s fourth-largest fine over AML compliance
Ashfords agrees £101,357 penalty despite regulator's admission that no money laundering or financial crime took place.
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NewsConveyancing assistant barred over secret commissions
Employee also offered clients a discount on costs if they paid him in cash.
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NewsSRA 'was warned' SSB Group posed regulatory risk
Creditor asked the Solicitors Regulation Authority to investigate more than six months ago, the Gazette has learned.
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OpinionQuestion time
Now’s your chance to grill the regulator's top brass, as the Commons justice committee announces it will hear evidence on regulation from the SRA.
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NewsSRA is upbeat on AI - but warns firms of risks
Technology has 'very high potential', SRA says in latest assessment of risks.