All Regulation and compliance articles – Page 40
-
NewsSolicitor ‘AB/X’ continues fight for anonymity
Managing partner has applied for permission to appeal July order that he be identified.
-
NewsLegal execs to get 'same status' as solicitors under SRA
How CILEX lawyers will fare under the Solicitors Regulation Authority is revealed in submission to representative body.
-
NewsSRA suspends directors of Axiom, saviour of Ince and Plexus
Three solicitors at national firm are barred from practising as managing partner is accused of misappropriating 'significant sums'.
-
NewsCILEX forges ahead with SRA regulation switch
Representative body for legal executives says decision to switch regulator will be based on 'public interest' outcomes.
-
NewsSolicitors taking risks with NDAs but not complicit in cover-up, finds SRA
Awareness of the risks of drawing up non-disclosure agreements could be increased.
-
NewsSolicitor who hid convictions from new employer struck off
Lawyer signed expenses forms and agreed contracts without mentioning driving convictions.
-
NewsSRA denies it is under pressure to hammer immigration sector
Regulator says meeting with government this week was ‘professional and robust’.
-
NewsSolicitor who backdated loan document rebuked by SRA
Regulator accepts family head had no intention to mislead and was acting on counsel’s advice.
-
News'Conflict of interest': Watchdog berates Holyrood plan to keep Law Society as regulator
UK Competition and Markets Authority wants to see fully independent regulation - which Scotland’s professional bodies fiercely oppose.
-
OpinionSRA power grab leaves SDT increasingly impotent
The tribunal makes fewer judgments than ever and could effectively lose its fining power.
-
NewsBraverman meets SRA as row over immigration lawyers escalates
Ministers announce ‘official launch’ of taskforce aimed at cracking down on corrupt practice.
-
NewsDentons ends pioneering tieup with China partner Dacheng
National security clampdown prompts demise of combination that created biggest law firm in the world.
-
NewsConveyancer offered discounts - to clients paying him directly
Firm’s internal audit found nine occasions when clients paid into salaried partner’s personal account.
-
News'Cold' lawyers lack empathy, new LSB research finds
Super-regulator discusses whether soft skills should form part of ongoing professional development.
-
NewsSuper-regulator backs campaign for higher penalties
LSB has been 'concerned for some time' about the SRA's lack of effective fining powers.
-
NewsBan for firm owner who acted in cemetery investment scheme
Sale of exclusive burial rights 'bore common characteristics' of fraud.
-
NewsSolicitor fined for drink-driving granted anonymity
SDT agrees that publication of an agreed outcome which identified the respondent would 'violate' her human rights.
-
NewsMail sting: SRA asks government for unlimited fining power
Regulator cites the case of immigration lawyers intervened in following newspaper report.
-
NewsSolicitor who repaid £147,500 after resigning is struck off
Private wealth solicitor admits to backdating document and authorising loans from client account.
-
NewsSRA shuts down firms and solicitors named in Mail sting
Regulator acts within days of call for urgent action from justice secretary.