All Regulation and compliance articles – Page 39
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NewsAxiom Ince: SRA silent on when it knew about missing millions
Regulator should have requested details about Axiom Ince managers handling Plexus acquisition.
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NewsGovernment pledges to toughen insolvency regulation
Closer scrutiny of firms and plans on the table for a new redress scheme.
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NewsStrike-off for solicitors who helped unregistered barrister steal from clients
Solicitors at Edward Marshall provided SRA investigators with forged documents.
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NewsSolicitor who received personal client payments in cash struck off
East London practitioner used personal email address to hide work from his own firm.
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News‘Negligent and reckless’ solicitor fined over property transfers
SRA issues one of its highest fines to an individual since increasing its fining powers.
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NewsPractising fee to rise £21, Legal Services Board confirms
Oversight regulator approves individual and firm fees for 2023/24.
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OpinionTime to overhaul legal regulation - again?
Piecemeal changes and mission creep are undermining the 2007 ‘Clementi’ settlement to the point where a wider review is becoming necessary.
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News'Danger to the public': solicitor struck off over 'threatening' emails
Tribunal says tenor and language used in communications to client were inappropriate.
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OpinionHow to approach the CILEX debate
I love reading Twitter (sorry, X) accounts of people with whose political views I heartily disagree.
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NewsIn Focus: Empire-building SRA plays the long game
The Solicitors Regulation Authority knows primary legislation to consolidate legal regulation is unlikely any time soon. So bringing CILEX members on board in the short-term is a smart move strategically.
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NewsCILEX civil war: SRA makes its pitch for legal execs
Consultation says the transfer of oversight from CILEx Regulation would benefit the public - but the Law Society disagrees.
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NewsSRA hit with £75,000 costs bill for 'speculative' prosecution
Tribunal penalises regulator for 'inordinate delay' and damage to solicitor's reputation.
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NewsRevised corporate governance code 'should explicitly mention GCs'
Lawyers say financial reporting watchdog's consultation is a critical opportunity to address historical omission.
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NewsLSB consults on helping 'silent sufferers' complain
Oversight regulator says process for resolving first-tier complaints not meeting client expectations and needs to be improved.
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NewsCity employee worked six months without disclosing conviction
Ashurst learning and development manager had admitted making indecent images of children.
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NewsAxiom may be ‘unable to continue in its current format’
Firm not taking new instructions following suspension of three partners earlier this month.
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NewsSQE pass marks facing scrutiny on results day
Pass rate for April sitting of SQE2 will be revealed once all candidates have received their result.
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NewsTribunal ready to fight SRA over fining powers
Adjudicator talks up its independent role in the face of SRA power grab.
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OpinionBigger SRA, new name?
Solicitors Regulation Authority is open to considering name change if it takes charge of legal executives.
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NewsWanted: solicitors for SQE assessments
Solicitors Regulation Authority says it needs more examiners to conduct oral advocacy tests.