All Regulation and compliance articles – Page 47
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News‘Reckless’ firm not meeting AML requirements fined £2,000
Yorkshire firm agrees sanction for failure to have compliant risk assessment in place.
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NewsEx-Eversheds trainee banned following sexual assault convictions
Thomas Hagyard was jailed for eight years this month for assaulting two women at a house party.
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NewsCLC renews push for firms to switch regulator
Conveyancing regulator says numbers are picking up now that issues regarding run-off cover and lender panels have been resolved.
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NewsSDT orders ‘swamped’ solicitor to pay £14,000 for complaints failings
Former manager admitted failing to respond promptly to complaints about his firm.
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NewsA privileged spotlight?
Forthright Gazette reader comments were read out at the launch event of the Spotlight on Corruption report, 'A privileged profession?'.
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NewsConsumer panel calls for standard client information
Regulators urged to do more to ensure the 'spirit and intentions' of rules on prices and complaints procedures.
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NewsOwner used £200,000 from client account to 'prop up' firm
Veteran solicitor struck off for dishonestly overseeing improper transfers.
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NewsSolicitor issued ‘unjustified’ £250k bill to vulnerable widow client
Owner of Ilford firm took advantage of client through commission fees and excessive storage costs.
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NewsWeinstein whistleblower: ‘nothing has changed’ on NDA rules
Zelda Perkins says her biggest problems started ‘the moment I was in a room with a lawyer’.
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NewsCleared solicitor says £43k personal costs bill is 'grossly unfair'
Maya Nisa-Zaman, who owns Birmingham firm MZ Law Solicitors, says two-year SRA investigation has put her in debt.
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NewsCity executive banned for fabricating Legal 500 emails
Lewis Silkin employee missed directory’s submission deadline.
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NewsSuper-regulator to probe CILEX civil war
LSB cites 'apparent breakdown in relationship between CILEX and CRL and consequential breakdown of trust and communication'.
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OpinionMental health: The impact of SRA investigations
Regulator needs to do more in providing targeted support for all solicitors going through disciplinary investigations.
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NewsOffice manager barred for selling City firm’s property on eBay
Long-serving staff member and a colleague sold office equipment for more than £47,000.
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News'Exemplary' solicitor sees off SRA allegations of AML dishonesty
Tribunal finds that busy Birmingham practitioner was trying her best to ensure compliance.
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NewsSolicitor fined £15,000 for error in rent review advice to 115 clients
Mistake has led to litigation against firm and claims by clients against compensation fund.
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NewsGrand National and fireworks fraudster agrees strike-off
Non-practising solicitor had been convicted of making false representations about his ability to pay for goods.
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FeatureDecisions and interventions
Decisions filed recently with the Law Society (which may be subject to appeal).
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NewsRegulator consults on indemnity scheme
SRA-run indemnity scheme will replace the Solicitors Indemnity Fund (SIF) when it is wound up next year.