All Regulation and compliance articles – Page 33
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NewsFirm fined £10,700 for over-charging from damages
Firm charged 35% on at least 26 client files when DBA regulations limit deductions to 25%.
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NewsSRA challenges Dentons tribunal ruling
SDT decision in money laundering compliance case left regulator with hefty costs bill.
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OpinionThe government is chasing growth, with implications for law and regulation
Chancellor Rachel Reeves has announced the biggest change for the stock exchange in more than 30 years.
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NewsSRA ban on police station representative who made offensive comments
Regulator says non-solicitor was working in the name of solicitors so expected to act with high ethical standards.
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NewsFirm fined £36,000 for allowing more than $4m to be paid into client account
London-based practice self-reported to the Solicitors Regulation Authority over the ‘isolated incident’.
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NewsTrainee who blew whistle to SRA awarded £36,000 for unfair dismissal
Employment tribunal judge said whistleblower ‘genuinely believed…it was in public interest for the firm to be held accountable'.
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OpinionCalled to account
Election purdah and the nascent holiday season have muted the news klaxon somewhat. So the reprise of a couple of golden oldies is welcome.
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NewsCriminal bar firebrand Sidhu stops practising
Jo Sidhu KC, chair of the Criminal Bar Association in 2022, no longer appears on the barristers register, regulator confirms.
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NewsAxiom Ince: super-regulator still not ready to report
Publication 'as soon as due process has been completed', Legal Services Board says.
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NewsIn depth: SRA bides its time on CILEX coup
The SRA has formally announced that it wants to regulate Chartered Institute of Legal Executives members, arguing that this is in the public interest. But with the Law Society Council holding an effective veto, could the future of legal services regulation be at stake?
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FeatureDecisions and interventions
Decisions filed recently with the Law Society (which may be subject to appeal).
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NewsConveyancers warned over post-completion work
Specialist regulator says some members not taking their responsibilities seriously and using Land Registry to check their work.
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NewsZahawi solicitor to face SDT over ‘without prejudice’ email
Representatives for Osborne Clarke partner tell the tribunal the SRA’s prosecution is ‘misconceived’.
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NewsSolicitor who practised while suspended avoids permanent ban
Tribunal accepts revised five-year suspension but with reservations.
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NewsSRA faces push-back on any plan to scrap client account
Law Society says firms’ ability to handle client money is fundamental to effective delivery of legal services.
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NewsSRA approves plan for regulating legal executives
Board backs change but proposal could face political and legal challenges.
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OpinionUnchartered territory
It is not just the SRA that is moving its tanks on to someone else’s lawn.
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NewsSolicitor fined £10k after switching signatures
SRA says experienced solicitor made a serious error in judgement.
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NewsSRA revises fines regime in anticipation of unlimited powers
Two new bands for serious misconduct will make financial penalties framework 'fit for purpose'.