All Regulation and compliance articles – Page 109
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NewsFirm denies wrongdoing after failed sickness claim prompts report to SRA
Tour operator says case ‘raises serious and obvious ethical and legal questions’, but north west firm denies any wrongdoing.
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NewsScotland bids to regulate cross-border firms and attract legal business
Law Society of Scotland considering applying to the Legal Services Board to be an authorised regulator.
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NewsSolicitor fined after merger uncovered colleagues' misconduct
Former principal Sheldon Leaman had no idea that improper transfers were taking place.
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NewsFirms appoint anti-money laundering chiefs as quango looms
Firms have been required to appoint a compliance officer to prepare for new anti-money laundering regulations.
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NewsShelve super-exam for six months, say MPs
Justice committee writes to Legal Services Board warning of damage to UK’s reputation.
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News‘Stand up and be counted’ to halt Handbook reforms – Law Society
Rule changes could undermine confidence in solicitors both at home and abroad, Blacklaws says.
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NewsCity watchdog: Civil justice 'out of reach' for most British citizens
Financial Conduct Authority chair says it is the job of parliament to boost consumer redress rather than tinkering with regulation.
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NewsRegulator warns firms not to hide misconduct complaints behind NDAs
Allegations of sexual harassment or misconduct towards colleagues or clients should always be reported, SRA says.
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OpinionGetting on with the job
The Law Society’s new Board will build on excellent work to promote and support the profession.
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NewsNo more 'complaints': Bar watchdog mulls governance shake-up
Regulator says its plans will create a more ‘transparent and positive relationship’ with the public.
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NewsSuper-exam decision delayed again
Legal Services Board tells regulator it needs to consider ‘additional correspondence’ on SQE
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NewsAccountants fight MoJ curb on legal work
Dispute over scope of ICAEW’s regulation of reserved legal services set for High Court.
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NewsSimpson Millar fined for part in £4.5m stamp duty avoidance
Firm collected around £350,000 from promoters pushing the scheme and clients benefitting from it.
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NewsCourt of Appeal backs closure of firm over £2.9m bill
Judge says decision to intervene was not disproportionate or irrational.
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NewsSix out of 50 firms visited by SRA face money laundering action
Thematic review concludes that most firms are taking 'appropriate steps' to implement 2017 regulations.
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NewsBarrister who claimed she saved clients from death penalty disbarred
Anisah Ahmed made a string of false claims in her pupillage application.
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NewsBSB reins in price publishing plan under pressure from chambers
Proposals approved during meeting of bar regulator's board following consultation earlier this year.
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NewsBar regulator diverges from SRA over independence split
BSB says current rules 'working adequately' and that legislative changes are not forthcoming.
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NewsRBS report uncovers conflict fears over lawyers on secondment
Financial Conduct Authority reveals that staff were able to pass on tender information to their parent firm.
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NewsSRA makes case for separation from Chancery Lane
Transition would be 'straightforward and cost effective', regulator tells LSB.