All Regulation and compliance articles – Page 2
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OpinionSetting the standards
James Wilson reviews 'Introduction to Regulation and Governance' by Martino Maggetti.
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NewsCarter-Ruck partner prosecuted by SRA for alleged SLAPP
Firm says it will fully support leading defamation lawyer against allegations of 'improper threat'.
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NewsZahawi solicitor to appeal tribunal decision on email threat
Osborne Clarke partner says tribunal's findings were 'irrational and unsustainable'.
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NewsPartner with 'head in sand' approach to deadline is struck off
Tribunal gives short shrift to solicitor’s claim he was overwhelmed by workload.
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NewsTweeting solicitor avoids suspension but must attend antisemitism course
Bradford practitioner ordered to complete at least 14 hours of diversity and anti-racism training and pay £63,000 costs.
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NewsSRA and City watchdog fire joint warning on motor finance claims
Law firms and CMCs must tell consumers about any free redress scheme, practitioners told.
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NewsComplaints: Society warns of regulatory overreach
Little evidence has been produced to demonstrate the necessity for reforms proposed by SRA, Chancery Lane says.
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NewsLaw Society 'not confident' SRA has learned its lesson over Axiom Ince
Council only 'partially assure' of regulator’s commitment to rebuild trust in wake of consolidator’s spectacular implosion.
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NewsFirm fined £173,000 for inadequate checks on foreign client
Taylor Vinters LLP acted for client, classed as non-domestic politically exposed person, in residential property purchase.
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OpinionTransfer request
Formal application by CILEX to ditch CILEx Regulation still hasn’t been made.
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NewsIn depth: Rogue housing disrepair lawyers are in the government's sights - but what about councils?
The SRA is under pressure from government to address alleged misconduct in bulk litigation firms. The profession has a case to answer, but councils must not be given a free pass.
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News'Elitist and exclusionary': New LSB report targets systemic bias in the law
Oversight regulator says sector cannot take the risk of doing nothing to address diversity gaps.
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NewsSRA pledges AML update ‘as soon as possible’ after Treasury outlines reform plans
Lawyers highlighted ‘lack of clarity’ on source of funds checks during lengthy consultation.
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NewsThird time, er, lucky?
A record of played two, lost two would normally be a cause for some introspection. But not for the Solicitors Regulation Authority.
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NewsBBC exposé prompts conveyancing referral fees review
Council for Licensed Conveyancers says programme raised serious concerns about conditional selling.
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NewsSolicitors still ‘high risk’ for money laundering, government review finds
First risk assessment for five years finds that volume of cases of suspected money laundering which involve lawyers remains high.
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NewsFee-earner forwarded client details to new address
Solicitors Regulation Authority says law firm employee's actions were beyond naive or foolish.
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NewsCouncillor quits cabinet post after SRA shuts down his firm
London borough issues statement following intervention in former mayor's practice.
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NewsFirm to pay £78k after AML case goes to tribunal
Tribunal says it was a ‘matter of luck’ that criminals had not exploited firm’s deficiences.
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NewsGovernment brings in SRA for bulk litigation talks
Massive increase in enforcement action against firms involved in financial claims, housing disrepair and cavity wall.