All Regulation and compliance articles – Page 7
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NewsLong-serving bookkeeper took £15,000 from firm
Non-solicitor, who resigned after the transfers were discovered, is barred from the profession.
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NewsSolicitors earn best value-for-money score since records began
Consumer panel's tracker survey also reveals record interest in unbundled legal services.
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NewsOmbudsman’s shame parade: complaint details published ‘in public interest’
Complaints handler gives details of three decisions against named firms - and says more are on the way.
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OpinionRhino hide required
Who’d want to regulate lawyers, the most cussed and querulous constituency in British business life?
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NewsFormer Stobart boss disqualified over unpaid legal aid fees
Legal aid payments were distributed under contract but not transferred to expert witnesses, SRA says.
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NewsAxiom Ince: SRA secures intervention costs order against ex-boss
Costs of the intervention have reached £5m ‘so far’, court hears in granting an unsecured creditor order.
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NewsSolicitor held in contempt to face SDT hearing
SRA confirms it will bring prosecution three years after court sentencing.
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NewsBar plans enforcement shakeup
Solicitors would be eligible to chair disciplinary panels under extensive proposals published for consultation.
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NewsSolicitor who tried to stop complaint to SRA struck off
Solicitors Disciplinary Tribunal says solicitor’s misconduct reflected a ‘troubling mind set’.
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OpinionSeven priorities for the new SRA chief executive
Axiom Ince, SSB, AML and ending the frosty relationship with solicitors.
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NewsLSB chief executive joins the exodus of regulation heads
Craig Westwood resigns after a ‘demanding year’ of dealings with frontline regulators.
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OpinionParting shot
A degree of friction between regulators is perhaps healthy, but instances of outright hostility appear to be multiplying.
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NewsOutgoing bar watchdog savages Legal Services Board
Bar Standards Board chair says regulatory structure established by Legal Services Act 2007 is ‘failing’.
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NewsEx-Whitehall high-flier named as new SRA chief executive
Former top civil servant, a non-lawyer, will succeed Paul Philip later this year.
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NewsThree more firms hit with AML fines by SRA, as changes loom
One of the fines was over £23k, becoming one of dozens of firms to be hit with five-figure fines.
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NewsTop US firm admits breach of Russia sanctions rules
Steptoe International cited inadvertent human error for breaking regulations.
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NewsFixed fee Liverpool firm shut down by SRA intervention
Regulator intervenes into Bolton-Jones & Co, which offered clients an instant fixed fee conveyancing quote.
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NewsSolicitor avoids dishonesty finding after altering cheque date
Practitioner with 'strong sense of loyalty' to clients wanted to complete outstanding work before leaving firm.
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NewsSRA’s shock discovery: Small firms aren’t tech giants
Groundbreaking research confirms water is wet, sky is blue, and small law firms lack Google’s budget.
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NewsConsultant loses latest bid to return to legal profession
SDT rules that banning order must remain as applicant had not showed sufficient remorse or insight.