All Regulation and compliance articles – Page 54
-
NewsBarred former trainee allowed back by SRA after 15 months
Regulator finds employment of convicted aspiring solicitor does not harm profession.
-
NewsSociety ‘extremely concerned’ at proposals for unlimited SRA fines
Government wants to legislate to remove fining limit in cases related to economic crime.
-
NewsLabour conference: SRA denies overreach
Solicitors Regulation Authority sponsored and participated in a fringe discussion on what role regulators should play 'levelling up' the UK.
-
NewsLawyer struck off after US conviction for shares conspiracy
Matthew Ledvina failed to appear before the tribunal as he was found to have acted dishonestly.
-
NewsGovernment offers SRA unlimited fining powers for economic crime
Economic Crime and Corporate Transparency Bill includes removal of statutory limit on fines for solicitors.
-
NewsGreene faces wait for SDT decision
Former Law Society president did not give ‘inaccurate [or] misleading’ evidence, SDT told.
-
NewsGreene tells tribunal: I did not lie to the court
SDT hears that statement placed before county court was ‘reflection’ of Greene’s belief at the time.
-
NewsLawyers should have to warn clients about environmental damage, say campaigners
Open letter signed by 170 members of the profession says 'modest' changes are needed now.
-
NewsSRA rebuffs request to reopen board meetings to public and press
Chief executive Paul Philip says public meetings 'clearly proved to be an ineffective way of providing that information and insight.’
-
NewsEU to impose regulation and fee caps on litigation funders
Funders accused of 'seeking profit maximisation at the expense of claimants'.
-
-
NewsFirm avoids tribunal after admitting to acting in conflict
Dispute arose when representative was left majority of estate as a deathbed gift.
-
NewsCompensation replacement for SIF ‘unlawful’
Regulation expert and largest regional law society question need to change the model of protection from ‘long tail’ claims.
-
NewsSRA to show ‘discretion’ over solicitors with protest convictions
Regulator suggests that climate change protestors blocking roads will not face disciplinary action.
-
NewsFlirting, banter and plying with drink: SRA sets out detailed sexual misconduct guidance
Regulator dealing with more than 100 ongoing investigations reiterates that it will reach into a solicitor’s private life.
-
News‘Consumers have right to know about solicitors’ shortcomings’ - panel chair
Legal watchdog calls for regulator to make disciplinary decisions accessible to comparison sites.
-
NewsSociety ‘in principle’ backs SRA-run SIF replacement
Chancery Lane and sole practitioners respond to SRA discussion paper on post six-year run-off cover.
-
NewsSwiss lawyer faces SDT over US ‘pump and dump’ conviction
Matthew Ledvina pleaded guilty to one count of conspiracy to commit securities fraud in 2019.
-
NewsFirm fined for failing to manage AML risks
Bishop Auckland practice did not conduct adequate source of funds checks in conveyancing transaction.
-
NewsPass rate hits 77% for SQE2 - but 'troubling' attainment gaps remain
More than three-quarters of candidates who sat inaugural exam are one step closer to qualifying.