All Regulation and compliance articles – Page 54
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NewsSolicitor suspended over supercar failures
Practitioner failed to prevent his firm’s client account being used as a banking facility by a Saudi prince.
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OpinionWhy is Raab so keen to hand the SRA extra powers?
New fining limit has been rushed through to make it look as if the government is acting on 'enablers'.
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NewsRaab approves SRA fining powers increase to £25,000
'We’re freeing up the Solicitors Disciplinary Tribunal to focus on the most serious breaches, such as those involving Russian sanctions.’
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NewsSolicitors angry over vulnerable clients left ‘wide open’ to unregulated market
Continuing calls for greater intervention in the market despite the LSB backing away from more rules.
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NewsPhil Shiner pleads not guilty to fraud over Iraqi civilians claims
The 65-year-old, from Birmingham, appeared remotely at Westminster Magistrates’ Court today.
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NewsFirm fined after wrongly saying it had proper AML risk assessment
SRA says sanction must create a ‘credible deterrent’ to the legal profession.
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NewsSRA accused of selective accounting over indemnity fund plan
SIF shutdown is unnecessary and would breach regulator's statutory duty, Sole Practitioners Group hears.
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NewsCriminal bar reassured over disciplinary proceedings risk
Hundreds of barristers expected to participate in first court walkout next week over government's legal aid reforms.
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NewsSRA reveals number of open SLAPPs investigations
Regulator has written to all firms named in parliament as having facilitated drawn-out litigation.
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NewsSRA delves once again into race disparity in investigations
Since 2007, the regulator has held three independent reviews to make sure decisions are free from bias.
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NewsVeteran barrister’s sexist language was misconduct, High Court rules
Male practitioner ranted about women in the profession during a post-hearing chat with a colleague.
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OpinionSRA fining power increase should not be conflated with sanctions regime
Raising the regulator's fining powers to £25,000 would risk the development of two separate approaches to policy on the imposition of penalties.
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NewsTribunal was right to strike off blue badge cheat, High Court rules
Judge finds no procedural unfairness by the SDT when it banned a solicitor who was convicted of intent to deceive.
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NewsBarrister appeals fine over ‘hysterical woman’ remark
Exchange with opposing counsel was part of routine ‘sparring’ outside court, veteran practitioner tells High Court.
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News‘Cold and clinical’ lawyers making vulnerable clients’ problem worse
Legal Services Board research finds need for more consistent approach to dealing with vulnerable people.
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NewsHillsborough investigation still open, says SRA
Solicitors’ regulator looking into potential misconduct almost 10 years after launching inquiry.
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NewsBarrister who was rude to trial judge suspended
Counsel at one point told judge: ‘Don’t try to make me sound like an idiot’, tribunal hears.
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NewsRaab intervenes to back higher SRA fines
Lord chancellor’s involvement followed pledge to clamp down on non-compliance with Russia sanctions.
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NewsConsumer watchdogs go conspicuously quiet
Legal Ombudsman and Legal Services Consumer Panel: what exactly are you doing?
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NewsLSB rejects new rules for unregulated sector despite ‘significant’ market share
Regulators will concentrate on pushing voluntary arrangements onto unregulated providers.