All Regulation and compliance articles – Page 59
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NewsBarrister who defrauded his grandmother disbarred
Unregistered practitioner fraudlently transferred some £11,000 from his grandmother’s account.
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NewsParalegal was unaware she was conducting unlawful litigation
Contempt application dismissed as court rules respondent did not know she was committing offence.
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OpinionLetters roundup: 24 February 2023
Crypto protections, judging war crimes and sitting pretty in the library: your letters to the editor.
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NewsSRA asks court for permission to destroy 765,000 files
Regulator says new retention policy will save around £120,000 a year.
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NewsFirms told to change client care letters ahead of rule changes
Legal ombudsman looks set to reduce backlog through dismissing more complaints early.
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OpinionRisks and regulatory changes to look out for
Sanctions, AML compliance, SRA fining powers and a new enforcement strategy - the complexity of law firm risk mitigation and compliance is ever increasing.
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NewsSRA shuts down City of London firm with 30 lawyers
Regulator cites protection of client interests for intervention into firm and its founder.
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NewsNews focus: SIF, sanctions and SLAPPs - a busy week for the SRA
Changes to fining powers, new indemnity arrangements and another warning on SLAPPs – the SRA has rubber-stamped reforms that will have far-reaching implications for solicitors.
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NewsTribunal slashes 'excessive' and 'disproportionate' SRA costs
Cost applications rebuffed in three judgments in eight days.
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NewsSRA confirms new fining powers
Fixed penalty regime and ‘personal impact statements’ are among the new measures.
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NewsBar tells LSB to rethink 'wrong-headed' business plan
Bar Council once again accuses oversight regulator of over-reaching.
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NewsRunning indemnity fund won’t require a levy - or more staff, SRA chief says
Regulator confirms that it will not impose a SIF levy on the profession ‘in the near future’.
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NewsFormer solicitor Khan gets 'very last chance' to purge contempt
Judgment in relation to sanctions against Soophia Khan adjourned following psychiatric report.
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NewsSLAPPs: Solicitors ignorant of reporting duties, SRA review finds
Law firm visits found senior lawyers handling reputation management cases were not aware of SRA guidance on abusive litigation.
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NewsBarristers cannot frustrate disciplinary proceedings by renouncing status
Bar Tribunals & Adjudications Service sets out position in report on climate campaigner Timothy Crosland.
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NewsLSB should focus on 'more pressing' areas than conveyancing
Oversight regulator told it needs to widen its focus on improving customer information.
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NewsSQE: Apprentices 'outperforming' other candidates
Solicitors Regulation Authority reveals pass rate data during National Apprenticeship Week.
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NewsFocus on real-life not high concepts, consumer watchdog tells regulator
Panel says LSB devotes disproportionate time and resources to issues such as rule of law and professional ethics.
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NewsRegulation expert to take helm of regulators' regulator
Alan Kershaw to replace Helen Philips, who is stepping down as LSB chair after five years.