All Regulation and compliance articles – Page 56
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OpinionSRA fining power increase should not be conflated with sanctions regime
Raising the regulator's fining powers to £25,000 would risk the development of two separate approaches to policy on the imposition of penalties.
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NewsTribunal was right to strike off blue badge cheat, High Court rules
Judge finds no procedural unfairness by the SDT when it banned a solicitor who was convicted of intent to deceive.
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NewsBarrister appeals fine over ‘hysterical woman’ remark
Exchange with opposing counsel was part of routine ‘sparring’ outside court, veteran practitioner tells High Court.
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News‘Cold and clinical’ lawyers making vulnerable clients’ problem worse
Legal Services Board research finds need for more consistent approach to dealing with vulnerable people.
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NewsHillsborough investigation still open, says SRA
Solicitors’ regulator looking into potential misconduct almost 10 years after launching inquiry.
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NewsBarrister who was rude to trial judge suspended
Counsel at one point told judge: ‘Don’t try to make me sound like an idiot’, tribunal hears.
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NewsRaab intervenes to back higher SRA fines
Lord chancellor’s involvement followed pledge to clamp down on non-compliance with Russia sanctions.
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NewsConsumer watchdogs go conspicuously quiet
Legal Ombudsman and Legal Services Consumer Panel: what exactly are you doing?
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NewsLSB rejects new rules for unregulated sector despite ‘significant’ market share
Regulators will concentrate on pushing voluntary arrangements onto unregulated providers.
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NewsRogue CMC owners banned from resurfacing under new name
'Phoenixing' allows individuals to carry on even after displaying poor conduct, financial regulator says.
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OpinionBar watchdog must do more to put house in order
The Bar Standards Board has plenty of work still to do to convince many barristers of its efficacy.
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NewsTop criminal silk suspended over ‘lamentable’ disclosure failings
Timothy Raggatt QC gets one-year ban for failing to tell defence about evidence undermining a key prosecution witness.
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NewsLegal regulators pledge to stamp out 'non-inclusive' misconduct
Organisations pledge to make 'meaningful change' to lives and careers of minorities in legal profession.
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NewsFirms’ reliance on IT creates more cyber threats, SRA warns
Cyber criminals increasingly extorting firms with stolen documents, regulator cautions.
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NewsLSB charts its own progress with new website
Articles and blogs will be submitted by lawyers and other stakeholders in the legal sector.
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NewsBullying rule could be self-defeating, Society tells SRA
Chancery Lane worries that proposed regulatory requirement to challenge bullying behaviour could silence vulnerable solicitors.
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OpinionLetters roundup: 27 May 2022
Judicial diversity action, a baptism of fire, and putting people first: your letters to the editor.
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NewsSRA should keep costs protection, Supreme Court rules
Regulator had intervened in case raising concerns that it might be unable to bring some prosecutions in future.
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News‘I f**cked up’: Solicitor suspended for accounting failures
Firm did not obtain an accountant’s report for years and missed VAT payments.
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NewsFormer City partner rebuked for putting arm round trainee in strip club
Ex-Clyde & Co solicitor admits failing to have ‘sufficient regard’ for trainee’s wellbeing.





















