All Regulation and compliance articles – Page 60
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NewsUnion plans 'mass disruption' at ombudsman over disgruntled staff
Complaints handler is in 'complete disarray' as staff attrition continues to rise, according to PCS.
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News'Open defiance and hostility' to the SRA: Khan loses intervention challenge
High Court judge says Soophia Khan appears unsuitable to carry on practice as a solicitor in any capacity.
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NewsEx-Mishcon partner to pay £21,000 over AML rule breaches
Michael Nouril had missed the relevant training because he was absent when it was given.
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NewsSRA updates warning on SLAPP misconduct
Acting in a way ’which fails to meet the wider public interest principles’ is misconduct, regulator says.
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OpinionSRA SLAPPs back
Timely new guidance from the SRA on ‘professional enablement’ will be useful to all solicitors.
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NewsSolicitors will have to ‘challenge’ misbehaving colleagues
Regulator consults on beefed-up regime for dealing with bullying and mistreatment in the workplace.
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News‘No evidence’ of problems with competence, says Society
Solicitors’ representative body says measures such as assessments and tests would be costly and unnecessary.
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NewsGreene mounts appeal over SDT 'misleading evidence' case
Former Law Society president argues that the case against him is ‘an abusive collateral attack’ and should be struck out.
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NewsStudents face long wait for SQE2 exams
Hundreds of students will have their qualification as solicitors delayed, the Gazette has learned.
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NewsDechert and ex-partner face joint trial over hacking and abduction claims
International firm and former head of white-collar crime Neil Gerrard face new claims.
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NewsStruck-off solicitor mounted ‘campaign of harassment’ against SDT chief, court hears
Farid El Diwany, 63, breached harassment injunction 19 times in 11 days, tribunal tells High Court.
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NewsSRA pleads with Supreme Court to avoid adverse costs orders
Competition appeal has potential to create 'defensive mindset' on prosecution decisions.
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NewsPost Office disclosure could be used against lawyers before SDT
The SRA can use documents provided by the Post Office ‘in any disciplinary proceedings issued in the Solicitors Disciplinary Tribunal’.
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NewsCouncillor struck off after housing fraud conviction
Solicitor jailed for unlawfully holding on to his council house for seven years.
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NewsTodner issues JR proceedings over SRA prosecution
Criminal defence solicitor is challenging disciplinary tribunal's decision not to stay proceedings on abuse of process grounds.
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NewsHigh Court overturns tribunal's dishonesty finding
Solicitor believed he had authority to sign a mental health re-accreditation form, appeal rules.
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NewsSole practitioners dispute need for annual levy to sustain SIF
Figures suggest runoff cover could be provided for years without an extra call on the profession, says the Sole Practitioners Group.
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NewsOmbudsman proposes to slash time limit for complaints
New plan for cutting the backlog would also allow cases to be dismissed without an investigation.
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OpinionCan we trust the SRA when issuing bigger fines?
The regulator’s publication policy is thin gruel, which doesn’t bode well for handing it extra powers.
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NewsMatrix offers ‘unreserved apology’ for breaching judgment embargo
Sir Geoffrey Vos warns that ‘in future those who break embargoes can expect to find themselves the subject of contempt proceedings’.