All Regulation and compliance articles – Page 89
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NewsLower standard of proof for errant solicitors, SDT confirms
Body makes decision after consultation last year - and denies this makes it easier to find solicitors guilty.
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NewsSolicitor fined £45k for putting son's interests over other clients
Leaseholder clients did not see report that would have made them aware of cost of purchasing freehold.
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NewsConveyancers 'not explaining leaseholds', SRA claims
Solicitors ’potentially leaving their clients exposed to significant risk or potential financial hardship’.
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NewsConsumer watchdog piles on pressure with new 'quality' focus
Legal Services Consumer Panel bemoans ‘dearth’ of information on quality available to the public.
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NewsAllen & Overy solicitor prosecuted over Weinstein NDA
SRA chief executive reveals disciplinary process moved forward last week.
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NewsCMCs begin new regime with regulators seeking cowboy clampdown
Financial Conduct Authority confirms 900 companies want to continue operating in sector.
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NewsAvoid ‘mission creep’ of BSB and Bar Council overlap, regulator urged
Bar Council and Bar Standards Board have ’obvious areas’ where work is overlapping.
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NewsJudge asks: Why treat lack of integrity more leniently than dishonesty?
High Court judgment raises issue of why loss of integrity is not penalised as seriously at Solicitors Disciplinary Tribunal.
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NewsSolicitor led 'Ponzi' ruse to suck investors into doomed scheme, tribunal hears
SRA alleges Charles Valentine Fraser-Macnamara allowed misrepresentations to be made to potential investors.
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NewsSRA urged to push government for greater fining powers
Call comes as LSB reports favourably on the SRA’s enforcement strategy.
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NewsNews focus: The colour of a client’s money
As the SRA renews its drive to clamp down on money laundering, law firms have been put on notice that they will need to show how they are complying with the rules – or face hefty sanctions.
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FeaturePaid to persuade
For decades, government and public affairs practices in UK law firms trailed US-style lawyer-lobbyists. But with Brexit looming large they have been catching up, writes Marialuisa Taddia
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NewsSRA prepares for 'no deal' with QLTS changes
Exemptions to be offered for all foreign qualified lawyers but not on topic by topic basis.
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NewsSRA delays advent of the freelance solicitor for six months
Regulator will also impose digital badge requirement on all firms from November.
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OpinionTackling money laundering: making sure firms are doing their job
If we don’t successfully address the problem, the social, economic and security consequences can be devastating.
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NewsConveyancers 'too close' to developers, MPs claim
Select committee told that some developer-recommended solicitors failed to advise buyers of onerous lease terms.
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NewsLSB chief hints at tougher CPD requirements
Neil Buckley says legal profession has much to learn from medical sector in how lawyers show continuing competence.
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NewsRegulator defends ABS record fine for misleading letters
FindMyClaims.com’s £124,436 fine was equivalent to just 1% of annual turnover.
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NewsSolicitors warned to expect extension of price transparency rules
Iain Miller says most firms have only done the bare minimum to comply - which could spur the SRA to further action.
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NewsFirm fined record £124,000 for sending millions of misleading letters
SRA-regulated PPI specialist Findmyclaims says it has changed its marketing methods and quality controls.