All Regulation and compliance articles – Page 91
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NewsLaw Society attacks LSB governance proposals
’Significant concerns’ that rules could make disagreements between regulators more likely.
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NewsOn-call solicitor who drove to station after drinking 'let duty override common sense'
Steven Baggott agrees fine and rebuke with SRA after conviction for driving with excess alcohol.
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NewsFormer Co-op Bank chief set to guide legal complaints quango
Two lay members appointed to the board of the Office for Legal Complaints.
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NewsSRA pays Leigh Day £1m to cover costs of failed appeal
Joint statement marks end to disciplinary proceedings over Iraq claims - but not to the controversy.
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NewsRegulatory uncertainty over key home-buying reform
Solicitors Regulation Authority says solicitors should not hold deposits on behalf of sellers 'before a sale has been agreed'.
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NewsCourt upholds £20k fine for partner over abusive immigration claims
Director of London firm did nothing to stop abuse of process, despite his responsibility as compliance officer, appeal rules.
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News'Not sufficiently transparent': SRA told to be more open on policy
Legal Services Board completes its health check of regulators, identifying limited areas of improvement.
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FeatureRisks to look out for in 2019
Challenges in GDPR, anti-money laundering, claims and insurance, and professional regulation lie in the year ahead.
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NewsLaw Commission chair wants ‘modern lawyers’ to fill commissioner posts
Sir Nicholas Green told the Gazette it was a ‘chance to do a lot of rebalancing’.
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NewsDon’t put up barriers for EU lawyers in no-deal Brexit, Law Society urges
Consultation into new Qualified Lawyers Transfer Scheme closed yesterday.
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News'Professional snobbery': Legal executives demand parity with solicitors
CILEx wants more influence and rights for its 20,000 members.
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NewsFirms shut by SRA to appeal interventions
Regulator announces closure of Essex and Hounslow firms, citing reason to suspect dishonesty by employee.
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OpinionSuper regulator brings CPD back from the grave
Absence of specific CPD rules for English and Welsh solicitors either makes us very advanced, very backward, or proves that such rules are irrelevant to our profession.
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NewsBullying: alleged victim petitions for sanctions on firms turning blind eye to epidemic
Former trainee solicitor seeks support for four-point wishlist for the Solicitors Regulation Authority.
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NewsWatchdog admits six-month wait to look at legal complaints
'Foundations for sustainable future performance are in place', claims Office for Legal Complaints chair.
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NewsSuper-regulator puts SRA chief on spot over Leigh Day probe
Legal services watchdogs have called into question the SRA’s handling of the failed Leigh Day investigation, after correspondence revealed that the regulator liaised closely with government throughout the probe. A spokesperson for the Legal Services Board said its chief executive Neil Buckley has raised the issue verbally in meetings with ...
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NewsA broken shield and random arrow? SRA badge is so much more
Logo deeply communicates intent within a context of security and protection, marketing expert concludes.
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NewsCosts head banned for £10k fraud plot against firm
SRA imposes exclusion order on Karen Medley after last year’s conviction.
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NewsCity watchdog tells claims farmers new regime offers 'trust dividend'
Financial Conduct Authority assumes responsibility for regulating CMCs next year.
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NewsFirm fined £5,000 for misjudgment over divorce advice conflict
Agreed outcome shows firm was advised it should stop acting for client.