All Regulation and compliance articles – Page 87
-
NewsOvertime and an overpayer - SRA bans two more dishonest employees
Section 43 notices issued against non-solicitors from Oxford and Cardiff respectively.
-
NewsConveyancing regulator plans to allow third-party managed accounts
Proposal among several measures aimed at streamlining the handling of client money.
-
News'No rationale' for 'patchy' protections under freelance solicitors, says watchdog
Consumer panel says SRA has gone back on its pledges to ensure clients would be properly protected.
-
NewsLegal Ombudsman costs set to creep up to five-year highs
Complaints handler suggests it has a positive future after period of instability and change.
-
News
Law firm sacks partner for 'inappropriate conduct'
Senior partner says ‘swift action’ was taken once behaviour came to light.
-
NewsMP Fiona Onasanya charged with misconduct by SRA
Labour member for Peterborough convicted of criminal offence in December.
-
NewsFresh bid to toughen protections for consumers of 'freelance' solicitors
Law Society urges Legal Services Board not to approve SRA reforms in their entirety.
-
NewsLower standard of proof for errant solicitors, SDT confirms
Body makes decision after consultation last year - and denies this makes it easier to find solicitors guilty.
-
NewsSolicitor fined £45k for putting son's interests over other clients
Leaseholder clients did not see report that would have made them aware of cost of purchasing freehold.
-
NewsConveyancers 'not explaining leaseholds', SRA claims
Solicitors ’potentially leaving their clients exposed to significant risk or potential financial hardship’.
-
NewsConsumer watchdog piles on pressure with new 'quality' focus
Legal Services Consumer Panel bemoans ‘dearth’ of information on quality available to the public.
-
NewsAllen & Overy solicitor prosecuted over Weinstein NDA
SRA chief executive reveals disciplinary process moved forward last week.
-
NewsCMCs begin new regime with regulators seeking cowboy clampdown
Financial Conduct Authority confirms 900 companies want to continue operating in sector.
-
NewsAvoid ‘mission creep’ of BSB and Bar Council overlap, regulator urged
Bar Council and Bar Standards Board have ’obvious areas’ where work is overlapping.
-
NewsJudge asks: Why treat lack of integrity more leniently than dishonesty?
High Court judgment raises issue of why loss of integrity is not penalised as seriously at Solicitors Disciplinary Tribunal.
-
NewsSolicitor led 'Ponzi' ruse to suck investors into doomed scheme, tribunal hears
SRA alleges Charles Valentine Fraser-Macnamara allowed misrepresentations to be made to potential investors.
-
NewsSRA urged to push government for greater fining powers
Call comes as LSB reports favourably on the SRA’s enforcement strategy.
-
FeaturePaid to persuade
For decades, government and public affairs practices in UK law firms trailed US-style lawyer-lobbyists. But with Brexit looming large they have been catching up, writes Marialuisa Taddia
-
NewsNews focus: The colour of a client’s money
As the SRA renews its drive to clamp down on money laundering, law firms have been put on notice that they will need to show how they are complying with the rules – or face hefty sanctions.
-
NewsSRA prepares for 'no deal' with QLTS changes
Exemptions to be offered for all foreign qualified lawyers but not on topic by topic basis.