All Regulation and compliance articles – Page 12
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News
Aberavon solicitor who stabbed colleague leaves profession
Decision taken earlier this year to agree that practitioner could come off the roll.
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News
Criminal bar champion Sidhu fails in tribunal privacy bid
Five-person panel dismisses privacy and anonymity application, which means case against Sidhu can be heard in public.
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News
Director blasts ‘egregious waste of money’ after failed SRA case
Allegations against Barings Law over misleading clients and due diligence failures were thrown out by tribunal.
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News
Solicitor abandoned 'chaotic' firm and left clients stranded
Solicitors Regulation Authority had to intervene after landlord got in touch to say solicitor was gone owing £22,400 in rent.
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News
Solicitor referred to SRA by judge over 'fabricated' £260k costs bill
Costs Judge James says fees being charged in boundary dispute were of ‘grave concern’.
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Opinion
Trump, ESG and lawyers
A first take on how a Trump presidency may affect lawyers’ work, including here in the UK.
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News
SRA chief urges experts to report bias ‘pressure’ from solicitors
Expert Witness Conference also hears from bar chair Sam Townend KC, who warned that a ‘crisis point’ has been reached.
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News
In depth: SRA compliance conference was exquisitely timed
In the wake of the LSB’s Axiom Ince report and with a consumer protection shakeup in the offing, the SRA’s compliance conference could not have been better timed.
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News
SSB chief barred from being involved in CFA claims
Limits placed on Jeremy Brooke’s practising certficate following cavity wall claims firm’s collapse.
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News
In depth: Hired guns but no wild west - Expert Witness Survey 2024
Should the SRA help resolve difficulties arising between experts and solicitors?
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News
Solicitor involved in false PI claim loses strike-off appeal
Judge says solicitor was lucky not to be prosecuted over fabricated road traffic accident claim.
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News
Former City solicitor rebuked following drink-driving conviction
Solicitor notified regulator on the day he was charged with offence and pleaded guilty at first court appearance.
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News
Survey: Expert witnesses berate solicitors for bias 'pressure' and late payment
Annual Bond Solon report finds vast majority of experts want new process to complain to the Solicitors Regulation Authority.
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News
Makin reported to SRA - after a year-long wait
Prominent solicitor advocate criticised over conduct in action against Ministry of Justice over subject access request.
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News
Firm fined £20,000 for 2022 compliance failings
£20,000 fine and £10,000 costs approved after agreed outcome with Solicitors Regulation Authority.
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Opinion
A regulator in denial
The SRA provided a bellicose response to last week’s lacerating Axiom Ince report.
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Opinion
SRA wants profession to move on from Axiom Ince - but won’t apologise
The regulator chair’s argument that issues are 'history' will infuriate those waiting for answers.
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News
Solicitors braced for potential changes to client account
SRA planning to open consultation next week in response to consumer protection review.
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News
SRA chair says Axiom Ince issues are 'history for us'
Chief executive Paul Philip admits Axiom Ince debacle ‘damaged trust’ – but not as badly as the Post Office scandal.
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Opinion
Doing the right thing
What happens if a regulator which has been publicly exposed does not respond in the way in which it expects those whom it regulates to behave?