All Regulation and compliance articles – Page 12
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OpinionWhy it’s time to scrap the Legal Services Board
Sweeping away the LSB given its lack of both impact and credibility would be in the public interest. The board is a burden but offers no benefit.
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OpinionGlass houses
Last week I noted that the Law Society’s benchmarking survey was awkwardly timed, finding as it did that client interest is turbocharging practice profits.
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NewsSRA doubles response time to complaints as reports surge
Automated response from regulator's assessment team states that complainants can expect to wait 50 to 55 working days to be contacted.
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NewsRegulator urged to support junior GCs
In-house conference hears concerns for newly-qualifieds quickly promoted to senior positions for the wrong reasons.
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OpinionLetters roundup
Branded a liar by the SRA, an AML juggernaut creating mayhem and asking the question: 'are lawyers needed?' Your letters to the editor.
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OpinionNo more ‘free money’?
Might the prospect of tipping dozens of law firms into financial trouble deter the SRA from imposing a ban on pocketing interest on client money?
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NewsSRA overturns Dentons acquittal in AML case
International firm will face the Solicitors Disciplinary Tribunal again as High Court quashes SDT’s decision.
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NewsSRA chief: 'My decision to quit has nothing to do with Axiom Ince'
Chief executive tells journalists he had been planning retirement 'for quite a number of years'.
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NewsCity watchdog acts to thwart motor claims bonanza
Supreme Court ruling will pave the way for FCA-led compensation payouts, cutting out lawyers.
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NewsSolicitor cannot claim victimisation for firm’s report to SRA
Employment tribunal rules that firm’s report to regulator was privileged and immune from legal action.
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NewsHigh profile solicitor to quit UK after SRA fine
Legal commentator Kerry Underwood hits out at ‘frankly oppressive’ AML regime after agreeing to pay financial penalty.
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NewsKershaw conundrum
LSB chair Alan Kershaw, who still had more than half of his four-year term to serve, steps down with immediate effect.
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OpinionCompulsory ethics training may help to fix the problem
The ethical crisis in the legal profession may be overstated - but that doesn’t mean we can ignore it.
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NewsIn depth: Litigation funding - does the cap fit?
As the Civil Justice Council completes its review of litigation funding, the Law Society’s preference for self-regulation is at odds with the clamour elsewhere for statutory oversight and caps on returns
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OpinionEssential Q&A guidance for all compliance officers
Paul Bennett reviews 'Conflicts, Confidentiality and Disclosure: Requirements, Risks and Remedies' by Tracey Calver.
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NewsSRA under fire for ignoring ‘legal intimidation’ tactics
Lloyd Hatton MP and lawyer campaigner Dan Neidle speak out against law firms being used as 'hired guns'.
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NewsBarrister suspended over Christmas party behaviour
Touching a colleague and 'unwanted comments' amounted to harassment, tribunal finds.
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NewsCity lawyers attack SRA's 'instinct to overregulate'
City of London Law Society says there is no realistic alternative to firms holding client money.
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NewsNew calls for litigation funding regulation as CJC deadline passes
In most instances, third party litigation funding cases are of more financial benefit to the funder than the claimant, says LSB.
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NewsFee earner caught falsifying emails banned by SRA
Staff member said she was under pressure when she backdated emails purportedly sent to clients.