All Regulation and compliance articles – Page 11
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News'No quota' on SQE passes, conference hears
Solicitors Regulation Authority data revealed significant difference in pass rates for SQE1 sittings last year.
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NewsLSB poised to commit to ‘regulatory sandbox’ for justice
Chief executive Craig Westwood hopes ‘safe space’ for innovation and will help board fulfil remit to address unmet legal need.
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NewsCity firms must overhaul client vetting to thwart corrupt oligarchs - taskforce
Ethics panel led by former Allen & Overy chief concludes that complying with the letter of the law is not enough to restore public trust.
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NewsFirm hire: Health and social care senior associate joins RWK Goodman
Gemma Nicholas specialises in advising education, health and social care providers on contentious and non-contentious regulatory matters.
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NewsVeteran solicitor fined for breach of undertaking in property deal
SDT says veteran solicitor gave unequivocal and categoric confirmation that he would provide documents.
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OpinionOld chestnut back in season
Is momentum building again for a root-and-branch reform of legal services regulation?
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NewsRegulators urged to fix access to justice crisis
Report for consumer watchdog reopens potential for biggest law firms to pay access to justice levy.
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NewsLegal Services Board slams SRA failings in damning report
Regulatory performance assessment by oversight watchdog also questions effectiveness of the SRA’s leadership team.
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NewsRogue solicitor, 83, caught running unauthorised £86m practice
Regulator opts not to send veteran of 55 years in practice to tribunal on account of his age and health.
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NewsLaw firm manager barred for hiding £22m debt from SRA
High Street Solicitors went into administration weeks after downplaying the trouble it faced.
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NewsSRA hits central London firm with maximum fine
Firm admits failing to make source of wealth checks across 36 transactions.
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OpinionLight relief?
What would a ‘light-touch’ approach to litigation funding regulation look like?
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NewsParalegal barred after cheating on training contract assessment
Candidate accessed model answers and the mark scheme ahead of her test day.
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NewsSRA defends lack of action in warlord ‘SLAPP’ case
'Robust legislative solution' is needed, regulator says in letter to former chair of House of Lords committee.
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NewsThree firms sanctioned in latest AML crackdown
SRA fines two firms while another agrees to pay a financial penalty for non-compliance.
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News'Hu She': office nicknames cost veteran solicitor £31,000
In-house practitioner accepted that emails sent to colleagues were offensive and unprofessional.
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NewsSolicitor struck off for faking client letters and misleading SRA
Sussex practitioner struck off after dishonest attempts to avoid regulatory sanction.
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NewsFormer criminal bar chair Sidhu disbarred for sexual misconduct
'Serious sexual misconduct in this case was overwhelmingly likely to have caused long term harm,' tribunal hears.
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NewsSolicitor endures six-year delay in billing misconduct case
Former Addleshaw Goddard partner admitted to misguided attempt at internal ‘housekeeping’.