All Regulation and compliance articles
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News
Late-qualified solicitor 'out of his depth' before career-ending mistake
Activity log revealed that practitioner removed client email to conceal fact he had not dealt with it.
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News
Lawyers cut out as FCA tries to close motor finance floodgates
HD Law could be forgiven for expecting its Supreme Court win to open the floodgates for more cases involving hidden commissions in motor finance deals, but the City regulator has other ideas.
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News
Barrister's Oxford falsehood leads to disbarment
Tribunal chair laments silk's 'reckless, foolish and completely unnecessary lie'.
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News
Rookie solicitor working in 'chaotic' firm cleared of dishonesty
Newly-qualified Colchester practitioner had little understanding of how court processes worked.
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News
FCA clamps down on hundreds of motor finance claims promotions
Regulator states that consumers should not be seeking the help of lawyers in compensation claims.
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News
'Medic and cricket blue' barrister accused of lying on CV
Senior barrister has been accused of falsely claiming medical qualifications and sporting achievements to boost his career prospects.
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News
Junior suspended over single alteration to email
Regulator accepts inexperienced solicitor acted in panic and haste.
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News
Disability rights solicitor struck off over hidden property assets
Tribunal says lawyer was dishonest and motivated by financial gain.
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News
Ombudsman's case fee compromise eases solicitors' concerns
Complaints handler accepted its initial proposals had not been welcomed by profession.
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News
Kennedys 'deeply sorry' for church abuse victim data leak
Firm has self-reported to the Solicitors Regulation Authority after 194 people - and law firms - were accidentally identified in a mass email.
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News
SRA shuts down firm touted as UK's 'best criminal law specialists'
Solicitor-manager failed to comply with SRA principles, accounts rules and Code of Conduct.
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News
Exclusive: SRA on Reform UK's government hit list
Legal Services Act would be repealed in a 'big beautiful reform bill', Arron Banks tells the Gazette.
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News
Ex-Irwin Mitchell solicitor struck off for inflating time records
Senior associate claimed she was swamped by personal and professional pressures, including homeschooling during the pandemic.
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Opinion
Who polices international arbitration?
Judges and the courts are highly regulated, but this area of work - of such key importance to the UK economy - largely escapes.
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News
Solicitor 'chickened out' of telling client truth about her claim
Experienced practitioner wanted more time after report had suggested claim would not succeed.
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News
High-volume claims outfits must declare they understand the rules
SRA review finds glaring gaps in firms’ understanding of regulatory obligations.
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News
Law centre complains to SRA about UK Lawyers for Israel
Lobby group accused of deploying SLAPPs to muzzle free expression dismisses allegations as ‘inaccurate and misinformed’.
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News
Practice manager took more than £500,000 from firm which then went bust
SRA says employee showed 'complete and wilful disregard' for his obligations.
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News
Rebuke for allowing unqualified caseworker to submit 'meritless' JR bid
Practitioner at ‘London’s top law firm’ failed to support the effective administration of justice.
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News
SRA concerned by solicitors' lack of 'meaningful reflection' on training
Too many practitioners simply listing the activities they carried out but not thinking about their practice.