Regulation and compliance – Page 57
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NewsSRA transparency clampdown begins with action against four firms
Regulator hands out penalties for infringements of rules requiring publication of costs and displaying digital badge.
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NewsLaw Society president to face full SDT hearing
Private prosecution brought by former client of Edwin Coe, the firm of Society president David Greene.
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NewsCourt rejects as ‘not credible’ solicitor's account of handing documents to SRA
High-profile solicitor said she hand-delivered requested documents to the SRA’s headquarters in Birmingham.
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NewsSRA ordered to pay £27,000 over 'heavy handed' tribunal pursuit
Tribunal finds a number of allegations against solicitor were not properly brought.
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NewsForces firm fined over £700k build-up of unpaid disbursements
Compliance failings continued over three years before they were discovered and reported to SRA.
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NewsFirm's training session uncovers £1m breach in accounting rules
National practice fined £16,000 for allowing client account to be used as a banking facility.
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NewsTribunal entitled to ban solicitor despite ‘racist’ witness remarks
Judges say tribunal decision to strike off solicitor was rationally explained and based on all evidence.
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NewsSRA rules out Beckwith appeal but defiant on future prosecutions
Regulator stresses that case against City lawyer was properly brought despite court defeat.
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News'Compelling case' for regulatory reform, competition watchdog claims
Requiring law firms to publish information on prices has so far made little impression on intensity of competition.
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NewsSmall firms should not escape financial crime levy, SRA tells government
Charges should be based on risk profile, which means smaller practices would be liable.
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NewsSociety ‘extremely concerned’ by BAME prosecution ratio
Chancery Lane says SRA needs to understand and fix the issues behind disproportionate representation.
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NewsSRA reveals £1m shortfall on five most expensive prosecutions
Regulator claimed more than £100,000 costs but was awarded far less by the tribunal.
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NewsSuper-regulator wants more money to 'galvanise' legal services
Legal Services Board says it can help 'reshape' sector to 'better meet the needs of society'.
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NewsWeinstein NDA hearing will be in private, tribunal confirms
Anonymity directions will remain in place until proceedings are concluded.
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NewsFive innovators first to play in the Lawtech Sandbox
Participants will have access to data and engagement with 11 regulators, including the SRA.
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NewsNews focus: Post-Beckwith, SRA must focus on 'what matters to clients’
Will the SRA stop insisting 'solicitors are paragons of virtue' in their private lives?
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NewsCrisis-hit Legal Ombudsman warned of possible 'alternatives'
LSB says lawyers and consumers want improvement but have little confidence in Legal Ombudsman.
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NewsBeckwith: Solicitors’ sex lives ‘their own business’, says regulation guru
Regulators should not 'hitch themselves to transient public bandwagons', says Solicitor’s Handbook author.
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NewsNews focus: Solicitors still missing scam red flags
Law firms are still ignoring too many red flags, SRA compliance conference hears
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NewsCourt blasts SRA for ‘alarming’ costs bill in Beckwith case
Regulator claimed costs of almost £344,000 in wake of high profile prosecution.