All Regulation and compliance articles – Page 102
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NewsPeers fear government power grab in post-Brexit bill
Bill will introduce new regulations for detecting, investigating and prevent money laundering.
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NewsFine for national firm that treated missing money as 'internal issue'
Duncan Lewis Solicitors rebuked by the SRA for non-compliance with regulatory principle.
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OpinionLocke Lord: a lesson in deterrence
Record-setting judgment provides a valuable insight into the agreed outcome procedure.
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OpinionWet signatures protect against fraud and abuse
Let’s make lasting powers of attorney easier - but we must be mindful of the risks involved.
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NewsSRA allays fears on SQE work experience sign-off
Regulator responds to concerns over the quality of assessment in the new route into the profession.
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NewsLeigh Day seeking £5m in defence costs over SRA's failed Iraq prosecution
Firm applies for order to make the SRA liable for 60% of costs, accusing the regulator of 'ploughing ahead like a rudderless oil tanker'.
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ProfileMy legal life: Amy Bell
Chair, Money Laundering Task Force, Law Society; director, Amy Bell Compliance
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FeatureEU Financial Regulation: Money troubles
Since the 2008 crash, restoring stability to Europe’s financial services industry has taken precedence over creating a single market. That has meant a fee bonanza for compliance advisers.
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NewsSRA will be 'more responsive' by 2020, vows director
New strategy gives insight into how regulator expects to evolve over coming years.
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NewsSRA 'aware' of complaints about road safety firm
Criminal defence practice makes wide-ranging accusations against RSS, which has helped police forces secure speeding convictions.
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NewsLegal services regulation: another review announced
Law Society welcomes opportunity to amend internal governance rules.
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NewsOnline hub to guide barristers on ethical issues
Ethics & Practice Hub to run alongside existing phone line.
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NewsBar Conference: Chambers 'price war' and 'collusion' fears over fee transparency
Barristers and solicitors should be forced to publish prices online, conference hears.
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NewsSRA plans register of disciplinary sanctions
Regulatory body steps up rhetoric of providing information and price publication to the public.
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NewsRegulators can be taken to employment tribunals, Supreme Court rules
Solicitors Regulation Authority supported the General Medical Council in case.
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NewsConsumers still in the dark about firms' prices, watchdog claims
Consumer panel says regulators must work together to ensure price transparency.
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NewsSQE: no silver bullet for social mobility
Compliance officers’ conference questions diversity hopes for solicitors' super-exam.
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NewsWhite men dominate law firm partnerships - SRA research
Regulator says diversity could help to improve access to legal services.
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NewsDivorce solicitor advised clients through unregulated firm
SRA fines Cornwall-based solicitor who gave the impression his divorce firm was authorised.
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NewsBar confirms no cab rank rule extension
Regulator reiterates fears that rule extension could reduce access to justice.