All Regulation and compliance articles – Page 76
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NewsBeware copying other professions to measure solicitors’ competence, regulators told
CPD arrangements coming under the microscope amid calls for greater scrutiny of solicitors.
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NewsWatchdog wants spot checks to test if lawyers are still competent
Legal Services Consumer Panel says clients take a ‘leap of faith’ about their lawyer’s ability.
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OpinionAML and the SRA: Time to root out the bad apples?
Is regularly visiting ‘high risk’ firms, and a random sample of others, to check compliance a sensible approach?
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NewsRebuked owner felt ‘deceived’ by consultant mishandling transactions
Emma Reese gave undertaking to bank not knowing her colleague was under investigation.
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FeatureLaw Society spotlight: Risk and compliance
How remote working has complicated your regulatory duties – and how the Law Society can help.
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NewsSIF extended: Claims lifeline for closed firms given one-year reprieve
SRA bows to pressure to extend the Solicitors Indemnity Fund.
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NewsNew AML reporting duty postponed
HMRC says government will amend UK regulations implementing the DAC 6 measure on cross-border transactions.
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NewsSRA closes high net worth client firm over dishonesty suspicion
Regulator intervenes into firm’s founder and principal, prompting immediate closure.
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News‘Out of control’ firm collapsed with £1.1m debts and £12k assets
Former law firm manager fined after he allowed disbursement from public funds to be retained.
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NewsVeteran solicitor fined for failing to warn clients of off-plan property risk
Senior partner of Merseyside firm accepted he had a duty to flag up obvious risks which came to his attention.
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NewsStarbucks toilet voyeur thrown out of profession
Facilities assistant agrees he should be prevented from working for any regulated law firm.
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NewsNews focus: Bakers tribunal - Testing the boundaries
While the protracted disciplinary case involving Baker McKenzie underlined the SRA’s commitment to prosecute alleged sexual misconduct, questions remain about sanctions
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NewsSRA assesses claims of sexual misconduct in 117 cases
Investigations follow surge in reporting over past six months.
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NewsSRA to step up technology role following challenge success
Regulation is no hard barrier to innovation, final reports on Legal Access Challenge conclude.
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OpinionShould the unregulated be brought inside the tent?
There are two sharply divided schools of thought in the profession.
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NewsJunior lawyers tell SRA to delay solicitor super-exam
Junior Lawyers Division says more time is needed to make Solicitors Qualifying Examination fit for purpose.
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NewsNot the time for overhaul of legal regulation, says Law Society
Organisations give their verdict on the Mayson review which was published today.
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NewsRegister every lawyer regardless of qualification - Mayson review
Academic’s report into legal services regulation comes out in support of single independent regulator.
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NewsSRA confirms monthly spot checks in money laundering fight
Business plan includes more visits and checks on the highest-risk firms.