All Regulation and compliance articles – Page 96
-
NewsLegal consumers report satisfaction - but still won't shop around
Almost nine in 10 legal services consumers are satisfied with the outcome of their matters, watchdog reports.
-
NewsDeparting solicitor admits: I was ill and should have stopped sooner
Kelly Pegg said she was unable to cope in her role as assistant solicitor and failed to keep files up to date.
-
NewsComplaints about barristers on the rise
Regulator also reveals efforts to warn of McKenzie friend dangers.
-
News
Firms on notice after record reports of links to dodgy investment schemes
Solicitors Regulation Authority says solicitors cannot afford to be complacent about the risks they face.
-
NewsSRA names new non-solicitor chair
Anna Bradley, a former chief executive of the National Consumer Council, succeeds Enid Rowlands in January.
-
NewsRegulators dodging issue of workplace harassment say MPs
House of Commons women and equalities select committee also calls for tribunal changes to ensure victims are not priced out of justice.
-
NewsLSB plans new rules to establish independence boundaries
Oversight regulator wants to reduce number of disgreements between representative and regulatory bodies.
-
NewsSARS regime overwhelmed by low-level 'noise'
Law Commission says ‘noise’ of low-level suspicious activity reports distracts attention from serious or urgent cases.
-
News'Fig leaf' SRA appeal should be dismissed in full - Leigh Day
Firm mounts fightback as the regulator appeals tribunal decision over Iraq claims.
-
NewsBar regulator bows to pressure on governance shake-up
Bar Standards Board was discussing proposals to change the way it deals with third party information.
-
NewsComplaints watchdog vows improvement after performance slump
In March this year, the legal ombudsman resolved 9% of cases within 90 days - its target was 60%.
-
NewsLegal executives get green light to set up ABSs
CILEx members have stated their interest in operating independently of law firms.
-
NewsSolicitor leaves roll after keeping client money for translation work
London lawyer sent invoices to housing clients then retained funds for her personal work.
-
NewsFirm leaders hit with £135k costs over investment schemes probe
Colemans partners admitted misconduct following complaints from out-of-pocket investors.
-
NewsSRA opens up over waivers: 1,300 granted since 2015
Most successful applications relate to requirements to file accountants’ reports.
-
NewsSlater and Gordon fined £80k over Quindell file sharing
Solicitors Regulation Authority confirms record fine for an alternative business structure.
-
NewsClifford Chance in the clear over RBS complaint
Regulator says it has found no evidence that suggests potential misconduct.
-
NewsYour indemnity insurance reforms won't work, insurers tell the SRA
Association of British Insurers suggests changes may even be counter-productive.
-
NewsBenefits of reduced PII cover 'illusory', says City group
Representative group joins chorus of opposition to SRA plans to reduce minimum indemnity insurance cover.
-
NewsAsons liquidators take legal advice over SRA's £100k intervention deal
Insolvency handlers want greater access to funds that will plug creditors’ £25m black hole.





















